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Global X FinTech ETF

166 hedge funds and large institutions have $497M invested in Global X FinTech ETF in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 61 increasing their positions, 37 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 37

33% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 15

8% more capital invested

Capital invested by funds: $462M → $497M (+$35.3M)

2.91% more ownership

Funds ownership: 34.24%37.15% (+2.9%)

2% more funds holding

Funds holding: 163166 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
166
Holders Change
+3
Holders Change %
+1.84%
% of All Funds
2.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
61
Reduced
37
Closed
15
Calls
$283K
Puts
Net Calls
+$283K
Net Calls Change
-$108K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$69.4M +$2.32M +47,464 +3%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$49.9M +$3.02M +61,759 +6%
Morgan Stanley
3
Morgan Stanley
New York
$46.9M +$4.06M +82,971 +9%
JP Morgan Chase
4
JP Morgan Chase
New York
$41.4M +$25.4M +518,619 +151%
Mirae Asset Global Investments
5
Mirae Asset Global Investments
South Korea
$33.2M +$1.95M +39,898 +6%
Bank of America
6
Bank of America
North Carolina
$25.5M -$1.43M -29,271 -5%
LPL Financial
7
LPL Financial
California
$23.4M +$4.18M +85,468 +21%
Wells Fargo
8
Wells Fargo
California
$18.4M +$3.23M +66,133 +21%
BWFA
9
Baltimore-Washington Financial Advisors
Maryland
$17.2M +$837K +17,113 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.8M +$890K +18,186 +7%
PAG
11
Private Advisor Group
New Jersey
$10.1M +$6.53M +133,448 +175%
RJA
12
Raymond James & Associates
Florida
$9.13M -$166K -3,396 -2%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$8.56M
SAS
14
Stelac Advisory Services
New York
$7.71M -$542K -11,090 -7%
HighTower Advisors
15
HighTower Advisors
Illinois
$6.69M +$79.5K +1,625 +1%
Stifel Financial
16
Stifel Financial
Missouri
$5.6M +$1.1M +22,481 +24%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$5.42M +$185K +3,781 +3%
SIG
18
Sargent Investment Group
Maryland
$4.99M +$226K +4,615 +5%
EL
19
Essex LLC
Illinois
$4.78M +$4.86M +99,439 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$4.74M +$311K +6,359 +7%
CW
21
CreativeOne Wealth
Kansas
$4.69M +$26.8K +547 +0.6%
TWA
22
TPB Wealth Advisors
Texas
$4.6M -$173K -3,545 -4%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$3.89M -$2.3M -47,103 -37%
MFG
24
Merit Financial Group
Georgia
$3.88M -$18K -367 -0.5%
MML Investors Services
25
MML Investors Services
Massachusetts
$3.28M -$1.64M -33,485 -33%

FINX Hedge Fund Activity: Q3 2021 in Review

166 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2021, worth a combined $497M — up 7.6% from $462M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FINX positions and 15 closed out — a net gain of 5 holders — while 61 added to existing stakes and 37 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $25.4M. The largest seller was Conservest Capital Advisors, cutting an estimated $18.5M.

  • 166 institutional investors held Global X FinTech ETF (FINX) as of Q3 2021, up from 163 in Q2 2021.
  • Funds reported $497M of Global X FinTech ETF stock for Q3 2021, up 7.6% quarter-over-quarter.
  • 20 funds opened new Global X FinTech ETF positions in Q3 2021 and 15 closed out, a net change of +5 holders.
  • The largest Global X FinTech ETF buyer in Q3 2021 was JP Morgan Chase, an estimated $25.4M added.
  • The largest Global X FinTech ETF seller in Q3 2021 was Conservest Capital Advisors, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2021.