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Global X FinTech ETF
FINX

63 hedge funds and large institutions have $121M invested in Global X FinTech ETF in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 10

2% more capital invested

Capital invested by funds: $119M → $121M (+$2.28M)

0.8% more ownership

Funds ownership: 29.04% → 29.84% (+0.8%)

0% more funds holding

Funds holding: 63 → 63 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
31
Reduced
10
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.33M
2
Citadel Advisors
Citadel Advisors
Florida
+$2.19M
3
AC
Avestar Capital
New York
+$1.41M
4
Morgan Stanley
Morgan Stanley
New York
+$1.24M
5
HighTower Advisors
HighTower Advisors
Illinois
+$1.1M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$4.17M
2
PCM
Penserra Capital Management
California
-$1.57M
3
UBS Group
UBS Group
Switzerland
-$1.32M
4
BCM
Barometer Capital Management
Ontario, Canada
-$997K
5
FF
Friedenthal Financial
New Jersey
-$372K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.9M -$1.32M -44,938 -6%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$14.8M +$690K +23,411 +5%
Morgan Stanley
3
Morgan Stanley
New York
$13.3M +$1.24M +42,073 +10%
Bank of America
4
Bank of America
North Carolina
$11.7M +$704K +23,892 +6%
BCI
5
Brinker Capital Investments
Pennsylvania
$7.19M – – –
BWFA
6
Baltimore-Washington Financial Advisors
Maryland
$6.64M +$189K +6,400 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.44M +$111K +3,777 +2%
LPL Financial
8
LPL Financial
California
$4.45M -$4.17M -141,655 -48%
RJA
9
Raymond James & Associates
Florida
$3.51M +$911K +30,938 +34%
SI
10
Stephens Inc
Arkansas
$3.21M +$437K +14,832 +15%
Stifel Financial
11
Stifel Financial
Missouri
$2.97M +$195K +6,606 +7%
Mirae Asset Global Investments
12
Mirae Asset Global Investments
South Korea
$2.87M -$256K -8,675 -8%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.27M +$2.33M +78,933 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.18M +$206K +6,995 +10%
Citadel Advisors
15
Citadel Advisors
Florida
$2.14M +$2.19M +74,370 New
AC
16
Avestar Capital
New York
$1.38M +$1.41M +47,781 New
LFA
17
Legend Financial Advisors
Pennsylvania
$1.34M +$60.1K +2,040 +5%
MIAN
18
Mariner Independent Advisor Network
Kansas
$1.27M +$432K +14,675 +49%
Wells Fargo
19
Wells Fargo
California
$1.24M +$980K +33,254 +333%
HighTower Advisors
20
HighTower Advisors
Illinois
$1.07M +$1.1M +37,397 New
MML Investors Services
21
MML Investors Services
Massachusetts
$933K +$99.3K +3,370 +12%
JP Morgan Chase
22
JP Morgan Chase
New York
$864K +$491K +16,678 +125%
SWP
23
Stratos Wealth Partners
Ohio
$778K +$65.6K +2,228 +9%
MCP
24
Mirador Capital Partners
California
$728K +$535K +18,162 +254%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$641K – – –
1
2 3

FINX Hedge Fund Activity: Q3 2019 in Review

63 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2019, worth a combined $121M — up 1.9% from $119M a quarter earlier.

Fund positioning in FINX was balanced in Q3 2019: 11 funds opened new positions, 11 closed out, 31 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.33M. The largest seller was LPL Financial, cutting an estimated $4.17M.

  • 63 institutional investors held Global X FinTech ETF (FINX) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $121M of Global X FinTech ETF stock for Q3 2019, up 1.9% quarter-over-quarter.
  • 11 funds opened new Global X FinTech ETF positions in Q3 2019 and 11 closed out, a net change of 0 holders.
  • The largest Global X FinTech ETF buyer in Q3 2019 was Susquehanna International Group, an estimated $2.33M added.
  • The largest Global X FinTech ETF seller in Q3 2019 was LPL Financial, an estimated $4.17M sold.

Based on aggregated 13F filings for Q3 2019.