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Global X FinTech ETF

45 hedge funds and large institutions have $79M invested in Global X FinTech ETF in 2019 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

39% more capital invested

Capital invested by funds: $56.9M → $79M (+$22.1M)

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

15% more funds holding

Funds holding: 3945 (+6)

3.17% more ownership

Funds ownership: 21%24.18% (+3.2%)

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
11
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.4M +$2.98M +115,978 +19%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$12M +$6.61M +257,215 +146%
Bank of America
3
Bank of America
North Carolina
$8.74M +$1.95M +75,896 +32%
LPL Financial
4
LPL Financial
California
$6.21M +$1.16M +44,979 +25%
BWFA
5
Baltimore-Washington Financial Advisors
Maryland
$5.93M +$954K +37,121 +21%
Morgan Stanley
6
Morgan Stanley
New York
$5.35M +$439K +17,083 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.63M +$251K +9,781 +6%
SI
8
Stephens Inc
Arkansas
$2.6M +$2.41M +93,941 New
RJA
9
Raymond James & Associates
Florida
$2.15M +$1.14M +44,262 +133%
PAG
10
Private Advisor Group
New Jersey
$1.78M -$22.3K -868 -1%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.67M +$168K +6,542 +12%
MML Investors Services
12
MML Investors Services
Massachusetts
$813K -$21.3K -831 -3%
Mirae Asset Global Investments
13
Mirae Asset Global Investments
South Korea
$781K -$3.17M -123,373 -81%
Stifel Financial
14
Stifel Financial
Missouri
$548K +$504K +19,627 New
Jane Street
15
Jane Street
New York
$470K -$2.43M -94,766 -85%
CAN
16
Cetera Advisor Networks
California
$455K +$421K +16,390 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$440K +$241K +9,396 +146%
OC
18
Oppenheimer & Co
New York
$332K +$309K +12,011 New
CIBC World Market
19
CIBC World Market
Ontario, Canada
$331K -$45K -1,750 -13%
GSWM
20
Golden State Wealth Management
California
$329K +$305K +11,885 New
AG
21
Advisor Group
Arizona
$323K +$18.2K +707 +6%
MIAN
22
Mariner Independent Advisor Network
Kansas
$308K -$2.95K -115 -1%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$299K +$278K +10,814 New
NA
24
NewEdge Advisors
Louisiana
$264K
ED
25
Exane Derivatives
France
$263K

FINX Hedge Fund Activity: Q1 2019 in Review

45 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q1 2019, worth a combined $79M — up 39% from $56.9M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FINX positions and 7 closed out — a net gain of 9 holders — while 11 added to existing stakes and 8 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $6.61M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $4.29M sold.

  • 45 institutional investors held Global X FinTech ETF (FINX) as of Q1 2019, up from 39 in Q4 2018.
  • Funds reported $79M of Global X FinTech ETF stock for Q1 2019, up 39% quarter-over-quarter.
  • 16 funds opened new Global X FinTech ETF positions in Q1 2019 and 7 closed out, a net change of +9 holders.
  • The largest Global X FinTech ETF buyer in Q1 2019 was PNC Financial Services Group, an estimated $6.61M added.
  • The largest Global X FinTech ETF seller in Q1 2019 was Susquehanna International Group, an estimated $4.29M sold.

Based on aggregated 13F filings for Q1 2019.