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Global X FinTech ETF
FINX

104 hedge funds and large institutions have $106M invested in Global X FinTech ETF in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 38 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.01% less ownership

Funds ownership: 35.62% → 31.62% (-4%)

9% less funds holding

Funds holding: 114 → 104 (-10)

18% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 38

25% less capital invested

Capital invested by funds: $140M → $106M (-$34.4M)

50% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 20

Holders
104
Holders Change
-10
Holders Change %
-8.77%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
31
Reduced
38
Closed
20
Calls
$95K
Puts
–
Net Calls
+$95K
Net Calls Change
+$80K

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$1.44M
2
SAS
Stelac Advisory Services
New York
+$1.04M
3
HighTower Advisors
HighTower Advisors
Illinois
+$551K
4
GT
Glenview Trust
Kentucky
+$521K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$437K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$9.63M
2
Jane Street
Jane Street
New York
-$6.26M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.3M
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$2.14M
5
Luther King Capital Management (LKCM)
Luther King Capital Management (LKCM)
Texas
-$1.87M
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$25.1M -$2.14M -96,690 -7%
UBS Group
2
UBS Group
Switzerland
$7.11M +$1.44M +64,727 +22%
Jane Street
3
Jane Street
New York
$6.85M -$6.26M -282,379 -45%
Morgan Stanley
4
Morgan Stanley
New York
$5.84M -$1.25M -56,167 -16%
Bank of America
5
Bank of America
North Carolina
$4.82M -$214K -9,656 -4%
BFA
6
BBJS Financial Advisors
Washington
$4.46M +$313K +14,102 +7%
Mirae Asset Global Investments
7
Mirae Asset Global Investments
South Korea
$4.45M +$263K +11,834 +6%
Wells Fargo
8
Wells Fargo
California
$4.24M +$49.6K +2,234 +1%
SAS
9
Stelac Advisory Services
New York
$3.91M +$1.04M +46,693 +32%
LPL Financial
10
LPL Financial
California
$3.65M +$355K +16,024 +10%
GKWIM
11
Gerber Kawasaki Wealth & Investment Management
California
$3.17M +$3.53K +159 +0.1%
JP Morgan Chase
12
JP Morgan Chase
New York
$2.04M +$33.2K +1,495 +1%
MML Investors Services
13
MML Investors Services
Massachusetts
$1.92M -$151K -6,820 -7%
RJA
14
Raymond James & Associates
Florida
$1.8M +$57.2K +2,580 +3%
CW
15
CreativeOne Wealth
Kansas
$1.5M -$335K -15,082 -17%
EL
16
Essex LLC
Illinois
$1.25M -$651K -29,339 -32%
IA
17
Insight Advisors
Pennsylvania
$1.25M +$100K +4,526 +8%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.17M -$62.5K -2,819 -5%
ES
19
Eagle Strategies
New York
$1.14M +$175K +7,876 +16%
Ameriprise
20
Ameriprise
Minnesota
$1.11M +$20.8K +937 +2%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.04M -$206K -9,268 -15%
TAM
22
Tocqueville Asset Management
New York
$1.03M -$16.3K -735 -1%
HighTower Advisors
23
HighTower Advisors
Illinois
$928K +$551K +24,839 +117%
Osaic Holdings
24
Osaic Holdings
Arizona
$857K -$9.63M -434,097 -91%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$822K +$437K +19,696 +93%
1
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FINX Hedge Fund Activity: Q3 2023 in Review

104 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q3 2023, worth a combined $106M — down 25% from $140M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FINX and 10 opened new positions — a net loss of 10 holders — while 38 trimmed existing stakes and 31 added.

The largest buyer was UBS Group, adding an estimated $1.44M. The largest seller was Osaic Holdings, cutting an estimated $9.63M.

  • 104 institutional investors held Global X FinTech ETF (FINX) as of Q3 2023, down from 114 in Q2 2023.
  • Funds reported $106M of Global X FinTech ETF stock for Q3 2023, down 25% quarter-over-quarter.
  • 10 funds opened new Global X FinTech ETF positions in Q3 2023 and 20 closed out, a net change of -10 holders.
  • The largest Global X FinTech ETF buyer in Q3 2023 was UBS Group, an estimated $1.44M added.
  • The largest Global X FinTech ETF seller in Q3 2023 was Osaic Holdings, an estimated $9.63M sold.

Based on aggregated 13F filings for Q3 2023.