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Global X FinTech ETF

39 hedge funds and large institutions have $56.9M invested in Global X FinTech ETF in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

4.53% less ownership

Funds ownership: 25.53%21% (-4.5%)

11% less funds holding

Funds holding: 4439 (-5)

26% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 19

47% less capital invested

Capital invested by funds: $107M → $56.9M (-$49.9M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
10
Reduced
10
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$13.7M +$1.6M +65,285 +12%
Bank of America
2
Bank of America
North Carolina
$5.3M -$5.92M -240,942 -50%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.29M +$3.65M +148,681 +326%
LPL Financial
4
LPL Financial
California
$3.97M -$2.42M -98,645 -35%
BWFA
5
Baltimore-Washington Financial Advisors
Maryland
$3.92M +$803K +32,710 +23%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$3.89M +$4.33M +176,261 New
Morgan Stanley
7
Morgan Stanley
New York
$3.89M +$99.1K +4,035 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.48M -$283K -11,509 -7%
Mirae Asset Global Investments
9
Mirae Asset Global Investments
South Korea
$3.35M -$12.2M -496,598 -77%
Citadel Advisors
10
Citadel Advisors
Florida
$2.49M +$2.76M +112,598 New
Jane Street
11
Jane Street
New York
$2.47M -$674K -27,433 -20%
PAG
12
Private Advisor Group
New Jersey
$1.44M +$1.01M +41,089 +170%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.19M +$177K +7,211 +16%
RJA
14
Raymond James & Associates
Florida
$737K +$195K +7,949 +31%
MML Investors Services
15
MML Investors Services
Massachusetts
$667K +$742K +30,205 New
CIBC World Market
16
CIBC World Market
Ontario, Canada
$303K -$304K -12,396 -47%
LNC
17
Lincoln National Corp
Pennsylvania
$268K +$298K +12,118 New
MIAN
18
Mariner Independent Advisor Network
Kansas
$260K +$273K +11,123 New
AG
19
Advisor Group
Arizona
$242K +$166K +6,765 +162%
ED
20
Exane Derivatives
France
$210K
TSS
21
Two Sigma Securities
New York
$208K +$231K +9,400 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$142K -$827K -33,668 -84%
William Blair & Company
23
William Blair & Company
Illinois
$75K +$83.1K +3,384 New
TRCT
24
Tower Research Capital (TRC)
New York
$74K +$81.9K +3,334 New
LFASL
25
Lugano Financial Advisors SA (LFA)
Switzerland
$58K

FINX Hedge Fund Activity: Q4 2018 in Review

39 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q4 2018, worth a combined $56.9M — down 47% from $107M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FINX and 14 opened new positions — a net loss of 5 holders — while 10 trimmed existing stakes and 10 added.

The largest buyer was PNC Financial Services Group, opening a new position worth an estimated $4.33M. The largest seller was Mirae Asset Global Investments, cutting an estimated $12.2M.

  • 39 institutional investors held Global X FinTech ETF (FINX) as of Q4 2018, down from 44 in Q3 2018.
  • Funds reported $56.9M of Global X FinTech ETF stock for Q4 2018, down 47% quarter-over-quarter.
  • 14 funds opened new Global X FinTech ETF positions in Q4 2018 and 19 closed out, a net change of -5 holders.
  • The largest Global X FinTech ETF buyer in Q4 2018 was PNC Financial Services Group, an estimated $4.33M added.
  • The largest Global X FinTech ETF seller in Q4 2018 was Mirae Asset Global Investments, an estimated $12.2M sold.

Based on aggregated 13F filings for Q4 2018.