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Global X FinTech ETF

70 hedge funds and large institutions have $132M invested in Global X FinTech ETF in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 10

11% more funds holding

Funds holding: 6370 (+7)

9% more capital invested

Capital invested by funds: $121M → $132M (+$10.6M)

5% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 19

1.62% less ownership

Funds ownership: 29.84%28.22% (-1.6%)

Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
20
Reduced
19
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$21M -$1.03M -35,331 -5%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$16.2M +$533K +18,195 +4%
Morgan Stanley
3
Morgan Stanley
New York
$15.1M +$1.03M +35,027 +8%
Bank of America
4
Bank of America
North Carolina
$12M -$281K -9,595 -2%
BWFA
5
Baltimore-Washington Financial Advisors
Maryland
$7.37M +$350K +11,954 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.18M +$368K +12,576 +6%
RJA
7
Raymond James & Associates
Florida
$4.79M +$1.05M +35,852 +29%
LPL Financial
8
LPL Financial
California
$4.75M +$49.4K +1,688 +1%
SI
9
Stephens Inc
Arkansas
$3.38M -$8.37K -286 -0.3%
BCM
10
Beck Capital Management
Texas
$3.25M +$3.13M +106,901 New
Stifel Financial
11
Stifel Financial
Missouri
$3.19M +$46.3K +1,582 +2%
BCI
12
Brinker Capital Investments
Pennsylvania
$3.09M -$4.34M -148,416 -59%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.46M +$154K +5,274 +7%
Citadel Advisors
14
Citadel Advisors
Florida
$1.97M -$284K -9,687 -13%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.5M +$349K +11,917 +32%
LFA
16
Legend Financial Advisors
Pennsylvania
$1.42M
Qube Research & Technologies (QRT)
17
Qube Research & Technologies (QRT)
United Kingdom
$1.37M +$1.32M +45,125 New
Wells Fargo
18
Wells Fargo
California
$1.25M -$59.4K -2,030 -5%
AC
19
Avestar Capital
New York
$1.25M -$197K -6,723 -14%
PAG
20
Private Advisor Group
New Jersey
$1.22M +$1.18M +40,287 New
MIFH
21
Migdal Insurance & Financial Holdings
Israel
$1.19M +$1.15M +39,320 New
SWP
22
Stratos Wealth Partners
Ohio
$1.16M +$321K +10,984 +41%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.02M +$36.6K +1,250 +4%
Mirae Asset Global Investments
24
Mirae Asset Global Investments
South Korea
$999K -$1.96M -66,934 -67%
JP Morgan Chase
25
JP Morgan Chase
New York
$991K +$75.8K +2,589 +9%

FINX Hedge Fund Activity: Q4 2019 in Review

70 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X FinTech ETF (FINX) for Q4 2019, worth a combined $132M — up 8.7% from $121M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FINX positions and 10 closed out — a net gain of 7 holders — while 20 added to existing stakes and 19 trimmed.

The largest buyer was Beck Capital Management, opening a new position worth an estimated $3.13M. The largest seller was Brinker Capital Investments, cutting an estimated $4.34M.

  • 70 institutional investors held Global X FinTech ETF (FINX) as of Q4 2019, up from 63 in Q3 2019.
  • Funds reported $132M of Global X FinTech ETF stock for Q4 2019, up 8.7% quarter-over-quarter.
  • 17 funds opened new Global X FinTech ETF positions in Q4 2019 and 10 closed out, a net change of +7 holders.
  • The largest Global X FinTech ETF buyer in Q4 2019 was Beck Capital Management, an estimated $3.13M added.
  • The largest Global X FinTech ETF seller in Q4 2019 was Brinker Capital Investments, an estimated $4.34M sold.

Based on aggregated 13F filings for Q4 2019.