Mariner Independent Advisor Network’s Global X FinTech ETF FINX Stock Holding History

Mariner Independent Advisor Network’s Portfolio FINX Stock Details FINX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,525	Closed	-$391K	–	315
2020 Q2	$391K	Sell	11,525 -5,554	-33%	-$165K	0.04%	279
2020 Q1	$390K	Sell	17,079 -2,525	-13%	-$75.1K	0.04%	299
2019 Q4	$595K	Sell	19,604 -24,922	-56%	-$729K	0.04%	298
2019 Q3	$1.27M	Buy	44,526 +14,675	+49%	+$432K	0.1%	222
2019 Q2	$882K	Buy	29,851 +18,843	+171%	+$538K	0.07%	249
2019 Q1	$308K	Sell	11,008 -115	-1%	-$2.95K	0.03%	332
2018 Q4	$260K	Buy	+11,123	New	+$273K	0.02%	343

Other funds holding FINX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BWFA

Baltimore-Washington Financial Advisors Columbia, Maryland $2.32B AUM 16.8% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Mariner Independent Advisor Network's FINX Position: Q3 2020 in Review

Mariner Independent Advisor Network sold out of Global X FinTech ETF (FINX) in Q3 2020, closing a stake of 11,525 shares — an estimated $391K sold.

Mariner Independent Advisor Network first reported a position in FINX in Q4 2018 and held it in 7 quarters. The position peaked at $1.27M in Q3 2019. 87 funds tracked by Wall St. Rank hold FINX as of Q3 2020.

Mariner Independent Advisor Network reported no remaining Global X FinTech ETF position as of Q3 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 11,525 Global X FinTech ETF shares in Q3 2020, an estimated $391K.
Mariner Independent Advisor Network first reported a position in Global X FinTech ETF in Q4 2018 and held it in 7 quarters.
Mariner Independent Advisor Network's Global X FinTech ETF position peaked at $1.27M in Q3 2019.
87 funds tracked by Wall St. Rank held Global X FinTech ETF as of Q3 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q3 2020, filed 30 Nov 2020.