Ladenburg Thalmann Financial Services’s First Trust California Municipal High income ETF FCAL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FCAL Stock Details FCAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$449K	Buy	8,405 +825	+11%	+$44K	﹤0.01%	1900
2019 Q3	$404K	Buy	7,580 +380	+5%	+$20.2K	﹤0.01%	1926
2019 Q2	$378K	Buy	7,200 +1,320	+22%	+$68.4K	﹤0.01%	1965
2019 Q1	$302K	Buy	5,880 +2,880	+96%	+$145K	﹤0.01%	2082
2018 Q4	$151K	Hold	3,000	–	–	﹤0.01%	2446
2018 Q3	$149K	Buy	+3,000	New	+$151K	﹤0.01%	2530

Other funds holding FCAL

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Towerpoint Wealth Sacramento, California $289M AUM 24.14% 1-Year Est. Return

SWAG

Spectrum Wealth Advisory Group Granite Bay, California $269M AUM 16.24% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

KCM

Karp Capital Management Sausalito, California $489M AUM 12.58% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FCAL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust California Municipal High income ETF (FCAL) stake by 11% in Q4 2019, buying an estimated $44K and bringing the position to 8,405 shares worth $449K. The position accounts for ﹤0.01% of the portfolio, ranked #1900.

Ladenburg Thalmann Financial Services first reported a position in FCAL in Q3 2018 and has held it in 6 quarters since. 19 funds tracked by Wall St. Rank hold FCAL as of Q4 2019.

Ladenburg Thalmann Financial Services held 8,405 shares of First Trust California Municipal High income ETF worth $449K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 825 First Trust California Municipal High income ETF shares in Q4 2019, an estimated $44K.
First Trust California Municipal High income ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1900 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust California Municipal High income ETF in Q3 2018 and has held it in 6 quarters since.
19 funds tracked by Wall St. Rank held First Trust California Municipal High income ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.