We are live on ! Find out more
FCAL icon

First Trust California Municipal High income ETF

19 hedge funds and large institutions have $42.1M invested in First Trust California Municipal High income ETF in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

38% more capital invested

Capital invested by funds: $30.5M → $42.1M (+$11.7M)

0% more funds holding

Funds holding: 1919 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1.79% less ownership

Funds ownership: 60.24%58.45% (-1.8%)

Holders
19
Holders Change
Holders Change %
0%
% of All Funds
0.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
10
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.42M -$297K -5,567 -4%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$6.79M +$5.51M +103,424 +437%
LPL Financial
3
LPL Financial
California
$6.54M +$1.34M +25,061 +26%
TW
4
Towerpoint Wealth
California
$4.99M +$983K +18,455 +25%
SWAG
5
Spectrum Wealth Advisory Group
California
$3.5M +$309K +5,808 +10%
DADC
6
D.A. Davidson & Co
Montana
$2.76M +$400K +7,500 +17%
KCM
7
Karp Capital Management
California
$2.38M +$2.37M +44,555 New
MIAN
8
Mariner Independent Advisor Network
Kansas
$1.41M +$251K +4,709 +22%
AG
9
Advisor Group
Arizona
$1.26M +$204K +3,835 +19%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.25M +$484K +9,081 +63%
Citadel Advisors
11
Citadel Advisors
Florida
$1.05M +$1.05M +19,662 New
HighTower Advisors
12
HighTower Advisors
Illinois
$958K -$11K -206 -1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$693K +$146K +2,737 +27%
Jane Street
14
Jane Street
New York
$510K -$780K -14,632 -60%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$449K +$44K +825 +11%
CF
16
Centaurus Financial
California
$112K +$112K +2,100 New
AIP
17
Ameritas Investment Partners
Nebraska
$45K
JPLA
18
Joseph P. Lucia & Associates
New York
$16K
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$530K -9,945 Closed
FAAS
20
First Allied Advisory Services
California
-$27K -500 Closed
UBS Group
21
UBS Group
Switzerland
-$4K -81 Closed

FCAL Hedge Fund Activity: Q4 2019 in Review

19 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust California Municipal High income ETF (FCAL) for Q4 2019, worth a combined $42.1M — up 38% from $30.5M a quarter earlier.

Fund positioning in FCAL was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 10 added to existing stakes and 3 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $5.51M. The largest seller was Jane Street, cutting an estimated $780K.

  • 19 institutional investors held First Trust California Municipal High income ETF (FCAL) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $42.1M of First Trust California Municipal High income ETF stock for Q4 2019, up 38% quarter-over-quarter.
  • 3 funds opened new First Trust California Municipal High income ETF positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest First Trust California Municipal High income ETF buyer in Q4 2019 was Commonwealth Equity Services, an estimated $5.51M added.
  • The largest First Trust California Municipal High income ETF seller in Q4 2019 was Jane Street, an estimated $780K sold.

Based on aggregated 13F filings for Q4 2019.