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First Trust California Municipal High income ETF

31 hedge funds and large institutions have $53.8M invested in First Trust California Municipal High income ETF in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

0% more funds holding

Funds holding: 3131 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3.36% less ownership

Funds ownership: 62.09%58.72% (-3.4%)

11% less capital invested

Capital invested by funds: $60.5M → $53.8M (-$6.62M)

Holders
31
Holders Change
Holders Change %
0%
% of All Funds
0.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
16
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$12.8M -$2.64M -48,746 -17%
LPL Financial
2
LPL Financial
California
$9.52M +$2.13M +39,263 +29%
TW
3
Towerpoint Wealth
California
$5.87M +$116K +2,135 +2%
KCM
4
Karp Capital Management
California
$3.45M +$355K +6,553 +11%
Bank of America
5
Bank of America
North Carolina
$3.3M -$8.77M -161,849 -73%
Jane Street
6
Jane Street
New York
$2.56M +$415K +7,654 +19%
SEP
7
Southland Equity Partners
Missouri
$2.12M +$430K +7,939 +25%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.72M +$136K +2,513 +9%
HighTower Advisors
9
HighTower Advisors
Illinois
$1.48M +$236K +4,351 +19%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.27M +$112K +2,060 +10%
Citadel Advisors
11
Citadel Advisors
Florida
$1.13M +$132K +2,430 +13%
IWC
12
Integrated Wealth Concepts
Massachusetts
$1.06M +$1.07M +19,747 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$860K +$865K +15,950 New
MIAN
14
Mariner Independent Advisor Network
Kansas
$659K +$81.1K +1,496 +14%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$646K +$37.2K +686 +6%
RPCA
16
Running Point Capital Advisors
California
$636K +$349K +6,434 +120%
KAS
17
Kestra Advisory Services
Texas
$615K -$1.08K -20 -0.2%
WI
18
Wintrust Investments
Illinois
$615K
Stifel Financial
19
Stifel Financial
Missouri
$598K +$154K +2,846 +35%
FAIM
20
Financial Advocates Investment Management
Washington
$592K +$90.2K +1,663 +18%
MA
21
Mutual Advisors
Nebraska
$530K +$306K +5,640 +135%
Morgan Stanley
22
Morgan Stanley
New York
$465K -$1.06M -19,504 -69%
SW
23
SteelPeak Wealth
California
$310K +$312K +5,750 New
MPW
24
Monterey Private Wealth
California
$301K
HCIA
25
Hochman Cole Investment Advisors
Illinois
$260K +$261K +4,813 New

FCAL Hedge Fund Activity: Q1 2021 in Review

31 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust California Municipal High income ETF (FCAL) for Q1 2021, worth a combined $53.8M — down 11% from $60.5M a quarter earlier.

Fund positioning in FCAL was balanced in Q1 2021: 4 funds opened new positions, 4 closed out, 16 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.13M. The largest seller was Bank of America, cutting an estimated $8.77M.

  • 31 institutional investors held First Trust California Municipal High income ETF (FCAL) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $53.8M of First Trust California Municipal High income ETF stock for Q1 2021, down 11% quarter-over-quarter.
  • 4 funds opened new First Trust California Municipal High income ETF positions in Q1 2021 and 4 closed out, a net change of 0 holders.
  • The largest First Trust California Municipal High income ETF buyer in Q1 2021 was LPL Financial, an estimated $2.13M added.
  • The largest First Trust California Municipal High income ETF seller in Q1 2021 was Bank of America, an estimated $8.77M sold.

Based on aggregated 13F filings for Q1 2021.