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First Trust California Municipal High income ETF

36 hedge funds and large institutions have $65M invested in First Trust California Municipal High income ETF in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 11

22% more capital invested

Capital invested by funds: $53.4M → $65M (+$11.6M)

1.56% more ownership

Funds ownership: 54.65%56.21% (+1.6%)

0% more funds holding

Funds holding: 3636 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
36
Holders Change
Holders Change %
0%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
18
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$12.2M +$1.01M +20,521 +9%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$7.48M +$7.26M +147,879 +3,607%
MMA
3
Miracle Mile Advisors
California
$6.99M +$3.73M +75,906 +115%
Morgan Stanley
4
Morgan Stanley
New York
$5.19M +$4.01M +81,771 +346%
CBB
5
Citizens Business Bank
California
$4.31M +$175K +3,566 +4%
WIM
6
Westside Investment Management
California
$3.84M +$14.7K +300 +0.4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.66M +$535K +10,893 +25%
AF
8
Allworth Financial
California
$2.13M -$1.08M -21,962 -34%
SEP
9
Southland Equity Partners
Missouri
$1.75M +$339K +6,903 +24%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.62M +$70.7K +1,440 +5%
MFG
11
Magnus Financial Group
New York
$1.38M
MA
12
Mutual Advisors
Nebraska
$1.35M -$62.4K -1,270 -4%
RPCA
13
Running Point Capital Advisors
California
$1.14M
IWC
14
Integrated Wealth Concepts
Massachusetts
$1.12M +$97.9K +1,993 +10%
Jane Street
15
Jane Street
New York
$1.1M -$4.03M -82,161 -79%
MF
16
Manchester Financial
California
$1.04M
HighTower Advisors
17
HighTower Advisors
Illinois
$917K -$93.7K -1,908 -9%
FAIM
18
Financial Advocates Investment Management
Washington
$815K +$53.6K +1,091 +7%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$762K +$41.2K +840 +6%
SCA
20
Snowden Capital Advisors
New York
$743K +$737 +15 +0.1%
FTUS
21
Flow Traders U.S.
New York
$713K +$711K +14,481 New
MML Investors Services
22
MML Investors Services
Massachusetts
$698K -$124K -2,534 -15%
Mariner
23
Mariner
Kansas
$691K +$118K +2,394 +21%
Stifel Financial
24
Stifel Financial
Missouri
$655K -$449K -9,141 -41%
IIA
25
Integral Investment Advisors
California
$598K -$373K -7,600 -38%

FCAL Hedge Fund Activity: Q1 2023 in Review

36 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust California Municipal High income ETF (FCAL) for Q1 2023, worth a combined $65M — up 22% from $53.4M a quarter earlier.

Fund positioning in FCAL was balanced in Q1 2023: 3 funds opened new positions, 3 closed out, 18 added to existing stakes and 11 trimmed.

The largest buyer was Rockefeller Capital Management, adding an estimated $7.26M. The largest seller was Towerpoint Wealth, cutting an estimated $4.81M.

  • 36 institutional investors held First Trust California Municipal High income ETF (FCAL) as of Q1 2023, unchanged from Q4 2022.
  • Funds reported $65M of First Trust California Municipal High income ETF stock for Q1 2023, up 22% quarter-over-quarter.
  • 3 funds opened new First Trust California Municipal High income ETF positions in Q1 2023 and 3 closed out, a net change of 0 holders.
  • The largest First Trust California Municipal High income ETF buyer in Q1 2023 was Rockefeller Capital Management, an estimated $7.26M added.
  • The largest First Trust California Municipal High income ETF seller in Q1 2023 was Towerpoint Wealth, an estimated $4.81M sold.

Based on aggregated 13F filings for Q1 2023.