Rockefeller Capital Management’s First Trust California Municipal High income ETF FCAL Stock Holding History

Rockefeller Capital Management’s Portfolio FCAL Stock Details FCAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.25M	Buy	25,211 +1,126	+5%	+$55.6K	﹤0.01%	1584
2026 Q1	$1.18M	Sell	24,085 -42,886	-64%	-$2.12M	﹤0.01%	1540
2025 Q4	$3.3M	Buy	66,971 +46,971	+235%	+$2.31M	0.01%	1032
2025 Q3	$975K	Sell	20,000 -9,000	-31%	-$432K	﹤0.01%	1433
2025 Q2	$1.39M	Hold	29,000	–	–	﹤0.01%	1224
2025 Q1	$1.41M	Buy	29,000 +1,000	+4%	+$49.3K	﹤0.01%	1158
2024 Q4	$1.38M	Buy	28,000 +8,000	+40%	+$399K	﹤0.01%	1153
2024 Q3	$1M	Buy	+20,000	New	+$999K	﹤0.01%	1222
2024 Q1	–	Sell	-158,470	Closed	-$7.91M	–	1685
2023 Q4	$7.91M	Buy	158,470 +2,214	+1%	+$106K	0.03%	523
2023 Q3	$7.38M	Buy	156,256 +2,750	+2%	+$133K	0.03%	495
2023 Q2	$7.52M	Buy	153,506 +1,527	+1%	+$74.9K	0.03%	514
2023 Q1	$7.48M	Buy	151,979 +147,879	+3,607%	+$7.26M	0.03%	489
2022 Q4	$198K	Buy	+4,100	New	+$196K	﹤0.01%	1662

Other funds holding FCAL

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CBB

Citizens Business Bank Ontario, California $664M AUM 33.78% 1-Year Est. Return

WIM

Westside Investment Management Santa Monica, California $761M AUM 39.85% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Ignite Planners San Clemente, California $729M AUM 24.39% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Elequin Capital New York $3.36B AUM 11.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Rockefeller Capital Management's FCAL Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust California Municipal High income ETF (FCAL) stake by 4.7% in Q2 2026, buying an estimated $55.6K and bringing the position to 25,211 shares worth $1.25M. The position accounts for ﹤0.01% of the portfolio, ranked #1584.

Rockefeller Capital Management first reported a position in FCAL in Q4 2022 and has held it in 13 quarters since. The position peaked at $7.91M in Q4 2023. 87 funds tracked by Wall St. Rank hold FCAL as of Q2 2026.

Rockefeller Capital Management held 25,211 shares of First Trust California Municipal High income ETF worth $1.25M as of Q2 2026.
Rockefeller Capital Management bought 1,126 First Trust California Municipal High income ETF shares in Q2 2026, an estimated $55.6K.
First Trust California Municipal High income ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1584 holding.
Rockefeller Capital Management first reported a position in First Trust California Municipal High income ETF in Q4 2022 and has held it in 13 quarters since.
Rockefeller Capital Management's First Trust California Municipal High income ETF position peaked at $7.91M in Q4 2023.
87 funds tracked by Wall St. Rank held First Trust California Municipal High income ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.