We are live on ! Find out more
FCAL icon

First Trust California Municipal High income ETF

31 hedge funds and large institutions have $60.5M invested in First Trust California Municipal High income ETF in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

15% more funds holding

Funds holding: 2731 (+4)

14% more capital invested

Capital invested by funds: $53.1M → $60.5M (+$7.31M)

1.07% more ownership

Funds ownership: 61.01%62.09% (+1.1%)

Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$15.5M -$129K -2,416 -0.8%
Bank of America
2
Bank of America
North Carolina
$12.1M -$754K -14,121 -6%
LPL Financial
3
LPL Financial
California
$7.42M +$1.68M +31,566 +30%
TW
4
Towerpoint Wealth
California
$5.78M +$174K +3,265 +3%
KCM
5
Karp Capital Management
California
$3.11M +$577K +10,806 +23%
Jane Street
6
Jane Street
New York
$2.16M +$1.66M +31,093 +355%
SEP
7
Southland Equity Partners
Missouri
$1.69M +$1.67M +31,305 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.59M +$97.4K +1,825 +7%
Morgan Stanley
9
Morgan Stanley
New York
$1.52M +$940K +17,614 +167%
HighTower Advisors
10
HighTower Advisors
Illinois
$1.25M +$270K +5,064 +28%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.17M +$7.31K +137 +0.6%
LFAS
12
Level Four Advisory Services
Texas
$1.03M +$90.5K +1,695 +10%
Citadel Advisors
13
Citadel Advisors
Florida
$999K -$420K -7,864 -30%
KAS
14
Kestra Advisory Services
Texas
$618K -$5.61K -105 -0.9%
WI
15
Wintrust Investments
Illinois
$617K +$66.2K +1,240 +12%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$611K -$17.7K -332 -3%
MIAN
17
Mariner Independent Advisor Network
Kansas
$581K +$573K +10,731 New
FAIM
18
Financial Advocates Investment Management
Washington
$504K +$51K +955 +11%
Stifel Financial
19
Stifel Financial
Missouri
$446K -$46.4K -869 -10%
MPW
20
Monterey Private Wealth
California
$299K
RPCA
21
Running Point Capital Advisors
California
$290K +$286K +5,365 New
AWA
22
Aaron Wealth Advisors
Illinois
$266K +$263K +4,935 New
MA
23
Mutual Advisors
Nebraska
$227K +$224K +4,192 New
HAS
24
HBW Advisory Services
California
$222K
AWG
25
Altus Wealth Group
Colorado
$219K +$216K +4,042 New

FCAL Hedge Fund Activity: Q4 2020 in Review

31 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust California Municipal High income ETF (FCAL) for Q4 2020, worth a combined $60.5M — up 14% from $53.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FCAL positions and 4 closed out — a net gain of 4 holders — while 13 added to existing stakes and 6 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.68M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.19M sold.

  • 31 institutional investors held First Trust California Municipal High income ETF (FCAL) as of Q4 2020, up from 27 in Q3 2020.
  • Funds reported $60.5M of First Trust California Municipal High income ETF stock for Q4 2020, up 14% quarter-over-quarter.
  • 8 funds opened new First Trust California Municipal High income ETF positions in Q4 2020 and 4 closed out, a net change of +4 holders.
  • The largest First Trust California Municipal High income ETF buyer in Q4 2020 was LPL Financial, an estimated $1.68M added.
  • The largest First Trust California Municipal High income ETF seller in Q4 2020 was Susquehanna International Group, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2020.