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First Trust California Municipal High income ETF

20 hedge funds and large institutions have $49.6M invested in First Trust California Municipal High income ETF in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

18% more capital invested

Capital invested by funds: $42.1M → $49.6M (+$7.43M)

5% more funds holding

Funds holding: 1920 (+1)

4.12% more ownership

Funds ownership: 58.45%62.57% (+4.1%)

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.44%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
5
Increased
10
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$14.3M +$8.16M +153,005 +120%
Bank of America
2
Bank of America
North Carolina
$9.07M +$2.05M +38,426 +28%
TW
3
Towerpoint Wealth
California
$5.06M +$293K +5,500 +6%
LPL Financial
4
LPL Financial
California
$4.38M -$1.97M -36,859 -30%
Citadel Advisors
5
Citadel Advisors
Florida
$3.29M +$2.39M +44,711 +227%
SWAG
6
Spectrum Wealth Advisory Group
California
$3.22M -$132K -2,482 -4%
KCM
7
Karp Capital Management
California
$2.37M +$91.3K +1,712 +4%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.56M +$1.63M +30,591 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.36M +$173K +3,237 +14%
Jane Street
10
Jane Street
New York
$1.32M +$870K +16,311 +171%
HighTower Advisors
11
HighTower Advisors
Illinois
$948K +$31.8K +597 +3%
Stifel Financial
12
Stifel Financial
Missouri
$822K +$858K +16,076 New
WI
13
Wintrust Investments
Illinois
$818K +$854K +16,000 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$645K -$18.9K -354 -3%
Morgan Stanley
15
Morgan Stanley
New York
$184K +$192K +3,598 New
CF
16
Centaurus Financial
California
$107K
AIP
17
Ameritas Investment Partners
Nebraska
$49K +$5.6K +105 +12%
JPLA
18
Joseph P. Lucia & Associates
New York
$36K +$21.3K +400 +133%
UBS Group
19
UBS Group
Switzerland
$19K +$19.9K +373 New
DADC
20
D.A. Davidson & Co
Montana
-$2.76M -51,658 Closed
MIAN
21
Mariner Independent Advisor Network
Kansas
-$1.41M -26,454 Closed

FCAL Hedge Fund Activity: Q1 2020 in Review

20 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust California Municipal High income ETF (FCAL) for Q1 2020, worth a combined $49.6M — up 18% from $42.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FCAL positions and 2 closed out — a net gain of 3 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $8.16M. The largest seller was D.A. Davidson & Co, exiting entirely with an estimated $2.76M sold.

  • 20 institutional investors held First Trust California Municipal High income ETF (FCAL) as of Q1 2020, up from 19 in Q4 2019.
  • Funds reported $49.6M of First Trust California Municipal High income ETF stock for Q1 2020, up 18% quarter-over-quarter.
  • 5 funds opened new First Trust California Municipal High income ETF positions in Q1 2020 and 2 closed out, a net change of +3 holders.
  • The largest First Trust California Municipal High income ETF buyer in Q1 2020 was Commonwealth Equity Services, an estimated $8.16M added.
  • The largest First Trust California Municipal High income ETF seller in Q1 2020 was D.A. Davidson & Co, an estimated $2.76M sold.

Based on aggregated 13F filings for Q1 2020.