We are live on ! Find out more
FCAL icon

First Trust California Municipal High income ETF

32 hedge funds and large institutions have $49.5M invested in First Trust California Municipal High income ETF in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

10% more funds holding

Funds holding: 2932 (+3)

11% less capital invested

Capital invested by funds: $55.7M → $49.5M (-$6.14M)

11.39% less ownership

Funds ownership: 54.63%43.24% (-11%)

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
14
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$14.8M +$2.16M +39,085 +17%
TW
2
Towerpoint Wealth
California
$5.96M +$62.1K +1,125 +1%
KCM
3
Karp Capital Management
California
$4.01M +$293K +5,309 +8%
Jane Street
4
Jane Street
New York
$4M +$4.05M +73,338 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.95M +$925K +16,753 +45%
SEP
6
Southland Equity Partners
Missouri
$2.11M +$208K +3,773 +11%
Stifel Financial
7
Stifel Financial
Missouri
$1.63M +$275K +4,990 +20%
HighTower Advisors
8
HighTower Advisors
Illinois
$1.52M +$7.12K +129 +0.5%
IWC
9
Integrated Wealth Concepts
Massachusetts
$1.25M +$87.1K +1,577 +7%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.23M -$93.5K -1,694 -7%
MF
11
Manchester Financial
California
$1.22M
MA
12
Mutual Advisors
Nebraska
$1.22M +$349K +6,324 +39%
Citadel Advisors
13
Citadel Advisors
Florida
$924K +$937K +16,966 New
MIAN
14
Mariner Independent Advisor Network
Kansas
$803K +$97.3K +1,763 +14%
RPCA
15
Running Point Capital Advisors
California
$766K +$16.2K +293 +2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$698K +$27.1K +490 +4%
Morgan Stanley
17
Morgan Stanley
New York
$677K +$210K +3,798 +44%
FAIM
18
Financial Advocates Investment Management
Washington
$622K +$12.7K +230 +2%
KAS
19
Kestra Advisory Services
Texas
$590K -$93.5K -1,693 -14%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$481K -$12.6M -228,896 -96%
OMC
21
Old Mission Capital
Illinois
$392K +$397K +7,184 New
SW
22
SteelPeak Wealth
California
$354K
MPW
23
Monterey Private Wealth
California
$301K
HCIA
24
Hochman Cole Investment Advisors
Illinois
$288K +$292K +5,281 New
SI
25
SimpliFi Inc
California
$242K +$245K +4,446 New

FCAL Hedge Fund Activity: Q3 2021 in Review

32 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust California Municipal High income ETF (FCAL) for Q3 2021, worth a combined $49.5M — down 11% from $55.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FCAL positions and 3 closed out — a net gain of 3 holders — while 14 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $4.05M. The largest seller was Commonwealth Equity Services, cutting an estimated $12.6M.

  • 32 institutional investors held First Trust California Municipal High income ETF (FCAL) as of Q3 2021, up from 29 in Q2 2021.
  • Funds reported $49.5M of First Trust California Municipal High income ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 6 funds opened new First Trust California Municipal High income ETF positions in Q3 2021 and 3 closed out, a net change of +3 holders.
  • The largest First Trust California Municipal High income ETF buyer in Q3 2021 was Jane Street, an estimated $4.05M added.
  • The largest First Trust California Municipal High income ETF seller in Q3 2021 was Commonwealth Equity Services, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2021.