Wintrust Investments’s First Trust California Municipal High income ETF FCAL Stock Holding History

Wintrust Investments’s Portfolio FCAL Stock Details FCAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-5,900	Closed	-$285K	–	396
2022 Q2	$285K	Sell	5,900 -5,500	-48%	-$270K	0.03%	311
2022 Q1	$581K	Hold	11,400	–	–	0.06%	237
2021 Q4	$624K	Buy	+11,400	New	+$622K	0.06%	229
2021 Q3	–	Sell	-11,400	Closed	-$628K	–	318
2021 Q2	$628K	Hold	11,400	–	–	0.06%	230
2021 Q1	$615K	Hold	11,400	–	–	0.06%	233
2020 Q4	$617K	Buy	11,400 +1,240	+12%	+$66.2K	0.18%	94
2020 Q3	$536K	Buy	10,160 +1,160	+13%	+$61.4K	0.07%	194
2020 Q2	$470K	Sell	9,000 -7,000	-44%	-$356K	0.07%	204
2020 Q1	$818K	Buy	+16,000	New	+$854K	0.13%	124

Other funds holding FCAL

MMA

Miracle Mile Advisors Los Angeles, California $7.29B AUM 16.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Allworth Financial Folsom, California $24.7B AUM 15.55% 1-Year Est. Return

Towerpoint Wealth Sacramento, California $289M AUM 24.14% 1-Year Est. Return

CBB

Citizens Business Bank Ontario, California $610M AUM 27.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RPCA

Running Point Capital Advisors El Segundo, California $367M AUM 12.19% 1-Year Est. Return

Mutual Advisors Omaha, Nebraska $4.67B AUM 17.48% 1-Year Est. Return

SEP

Southland Equity Partners Wildwood, Missouri $571M AUM 22.77% 1-Year Est. Return

Wintrust Investments's FCAL Position: Q3 2022 in Review

Wintrust Investments sold out of First Trust California Municipal High income ETF (FCAL) in Q3 2022, closing a stake of 5,900 shares — an estimated $285K sold.

Wintrust Investments first reported a position in FCAL in Q1 2020 and held it in 9 quarters. The position peaked at $818K in Q1 2020. 37 funds tracked by Wall St. Rank hold FCAL as of Q3 2022.

Wintrust Investments reported no remaining First Trust California Municipal High income ETF position as of Q3 2022 after selling out during the quarter.
Wintrust Investments sold 5,900 First Trust California Municipal High income ETF shares in Q3 2022, an estimated $285K.
Wintrust Investments first reported a position in First Trust California Municipal High income ETF in Q1 2020 and held it in 9 quarters.
Wintrust Investments's First Trust California Municipal High income ETF position peaked at $818K in Q1 2020.
37 funds tracked by Wall St. Rank held First Trust California Municipal High income ETF as of Q3 2022.

Based on Wintrust Investments's 13F filing for Q3 2022, filed 9 Nov 2022.