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First Trust California Municipal High income ETF

37 hedge funds and large institutions have $70M invested in First Trust California Municipal High income ETF in 2022 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

2.11% less ownership

Funds ownership: 62.29%60.18% (-2.1%)

5% less funds holding

Funds holding: 3937 (-2)

5% less capital invested

Capital invested by funds: $73.8M → $70M (-$3.87M)

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.64%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
15
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MMA
1
Miracle Mile Advisors
California
$23.4M +$2.21M +45,211 +10%
LPL Financial
2
LPL Financial
California
$9.28M +$480K +9,830 +5%
AF
3
Allworth Financial
California
$5.22M -$5.02M -102,730 -48%
TW
4
Towerpoint Wealth
California
$4.94M -$178K -3,650 -3%
CBB
5
Citizens Business Bank
California
$3.84M +$4M +81,969 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.19M +$172K +3,514 +8%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.49M +$26.1K +535 +2%
RPCA
8
Running Point Capital Advisors
California
$1.36M -$484K -9,920 -26%
MA
9
Mutual Advisors
Nebraska
$1.32M +$64.6K +1,323 +5%
SEP
10
Southland Equity Partners
Missouri
$1.32M +$5.96K +122 +0.4%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.3M +$671K +13,750 +99%
Citadel Advisors
12
Citadel Advisors
Florida
$1.18M +$1.23M +25,201 New
Morgan Stanley
13
Morgan Stanley
New York
$1.11M +$49.1K +1,005 +4%
IWC
14
Integrated Wealth Concepts
Massachusetts
$1.1M +$21.2K +435 +2%
Stifel Financial
15
Stifel Financial
Missouri
$1.07M -$221K -4,530 -17%
HighTower Advisors
16
HighTower Advisors
Illinois
$991K -$428K -8,774 -29%
MF
17
Manchester Financial
California
$989K -$63.9K -1,309 -6%
IIA
18
Integral Investment Advisors
California
$925K +$92.8K +1,900 +11%
FAIM
19
Financial Advocates Investment Management
Washington
$715K -$17.2K -352 -2%
SCA
20
Snowden Capital Advisors
New York
$705K +$781 +16 +0.1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$619K -$46.9K -960 -7%
Jane Street
22
Jane Street
New York
$602K -$2.06M -42,235 -77%
SI
23
SimpliFi Inc
California
$588K +$3.52K +72 +0.6%
WSWA
24
Warren Street Wealth Advisors
California
$537K -$20.4K -418 -4%
FTUS
25
Flow Traders U.S.
New York
$528K +$551K +11,285 New

FCAL Hedge Fund Activity: Q3 2022 in Review

37 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust California Municipal High income ETF (FCAL) for Q3 2022, worth a combined $70M — down 5.2% from $73.8M a quarter earlier.

Fund positioning in FCAL was balanced in Q3 2022: 6 funds opened new positions, 6 closed out, 15 added to existing stakes and 11 trimmed.

The largest buyer was Citizens Business Bank, opening a new position worth an estimated $4M. The largest seller was Allworth Financial, cutting an estimated $5.02M.

  • 37 institutional investors held First Trust California Municipal High income ETF (FCAL) as of Q3 2022, down from 39 in Q2 2022.
  • Funds reported $70M of First Trust California Municipal High income ETF stock for Q3 2022, down 5.2% quarter-over-quarter.
  • 6 funds opened new First Trust California Municipal High income ETF positions in Q3 2022 and 6 closed out, a net change of 0 holders.
  • The largest First Trust California Municipal High income ETF buyer in Q3 2022 was Citizens Business Bank, an estimated $4M added.
  • The largest First Trust California Municipal High income ETF seller in Q3 2022 was Allworth Financial, an estimated $5.02M sold.

Based on aggregated 13F filings for Q3 2022.