Stifel Financial’s First Trust California Municipal High income ETF FCAL Stock Holding History

Stifel Financial’s Portfolio FCAL Stock Details FCAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-5,052	Closed	-$239K	–	3354
2023 Q3	$239K	Sell	5,052 -8,070	-61%	-$391K	﹤0.01%	2905
2023 Q2	$643K	Sell	13,122 -192	-1%	-$9.42K	﹤0.01%	2374
2023 Q1	$655K	Sell	13,314 -9,141	-41%	-$449K	﹤0.01%	2357
2022 Q4	$1.09M	Sell	22,455 -319	-1%	-$15.2K	﹤0.01%	1937
2022 Q3	$1.07M	Sell	22,774 -4,530	-17%	-$221K	﹤0.01%	1928
2022 Q2	$1.32M	Sell	27,304 -1,513	-5%	-$74.3K	﹤0.01%	1796
2022 Q1	$1.47M	Sell	28,817 -2,080	-7%	-$110K	﹤0.01%	1858
2021 Q4	$1.69M	Buy	30,897 +1,037	+3%	+$56.6K	﹤0.01%	1753
2021 Q3	$1.63M	Buy	29,860 +4,990	+20%	+$275K	﹤0.01%	1724
2021 Q2	$1.37M	Buy	24,870 +13,780	+124%	+$754K	﹤0.01%	1862
2021 Q1	$598K	Buy	11,090 +2,846	+35%	+$154K	﹤0.01%	2366
2020 Q4	$446K	Sell	8,244 -869	-10%	-$46.4K	﹤0.01%	2391
2020 Q3	$481K	Sell	9,113 -3,823	-30%	-$202K	﹤0.01%	2117
2020 Q2	$675K	Sell	12,936 -3,140	-20%	-$160K	﹤0.01%	1819
2020 Q1	$822K	Buy	+16,076	New	+$858K	﹤0.01%	1561

Other funds holding FCAL

MMA

Miracle Mile Advisors Los Angeles, California $7.29B AUM 16.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

CBB

Citizens Business Bank Ontario, California $610M AUM 27.86% 1-Year Est. Return

WIM

Westside Investment Management Santa Monica, California $653M AUM 28.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SEP

Southland Equity Partners Wildwood, Missouri $571M AUM 22.77% 1-Year Est. Return

CCG

Catalina Capital Group Torrance, California $168M AUM 16.69% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Stifel Financial's FCAL Position: Q4 2023 in Review

Stifel Financial sold out of First Trust California Municipal High income ETF (FCAL) in Q4 2023, closing a stake of 5,052 shares — an estimated $239K sold.

Stifel Financial first reported a position in FCAL in Q1 2020 and held it in 15 quarters. The position peaked at $1.69M in Q4 2021. 53 funds tracked by Wall St. Rank hold FCAL as of Q4 2023.

Stifel Financial reported no remaining First Trust California Municipal High income ETF position as of Q4 2023 after selling out during the quarter.
Stifel Financial sold 5,052 First Trust California Municipal High income ETF shares in Q4 2023, an estimated $239K.
Stifel Financial first reported a position in First Trust California Municipal High income ETF in Q1 2020 and held it in 15 quarters.
Stifel Financial's First Trust California Municipal High income ETF position peaked at $1.69M in Q4 2021.
53 funds tracked by Wall St. Rank held First Trust California Municipal High income ETF as of Q4 2023.

Based on Stifel Financial's 13F filing for Q4 2023, filed 12 Feb 2024.