Ladenburg Thalmann Financial Services’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FPEI Stock Details FPEI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$429K	Sell	22,180 -25,049	-53%	-$499K	﹤0.01%	1936
2019 Q3	$926K	Buy	47,229 +12,306	+35%	+$241K	0.01%	1303
2019 Q2	$678K	Buy	34,923 +33,223	+1,954%	+$637K	﹤0.01%	1510
2019 Q1	$32K	Hold	1,700	–	–	﹤0.01%	3703
2018 Q4	$31K	Sell	1,700 -1,000	-37%	-$18.6K	﹤0.01%	3589
2018 Q3	$51K	Hold	2,700	–	–	﹤0.01%	3295
2018 Q2	$53K	Hold	2,700	–	–	﹤0.01%	3211
2018 Q1	$53K	Hold	2,700	–	–	﹤0.01%	3211
2017 Q4	$54K	Buy	2,700 +700	+35%	+$14.1K	﹤0.01%	3157
2017 Q3	$40K	Buy	+2,000	New	+$40.1K	﹤0.01%	3248

Other funds holding FPEI

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PWM

Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PFC

Phocas Financial Corp Alameda, California $637M AUM 39.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

QWM

QP Wealth Management Eatontown, New Jersey $70.1M AUM

Ladenburg Thalmann Financial Services's FPEI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Institutional Preferred Securities and Income ETF (FPEI) stake by 53% in Q4 2019, selling an estimated $499K and leaving 22,180 shares worth $429K. The position accounts for ﹤0.01% of the portfolio, ranked #1936.

Ladenburg Thalmann Financial Services first reported a position in FPEI in Q3 2017 and has held it in 10 quarters since. The position peaked at $926K in Q3 2019. 44 funds tracked by Wall St. Rank hold FPEI as of Q4 2019.

Ladenburg Thalmann Financial Services held 22,180 shares of First Trust Institutional Preferred Securities and Income ETF worth $429K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 25,049 First Trust Institutional Preferred Securities and Income ETF shares in Q4 2019, an estimated $499K.
First Trust Institutional Preferred Securities and Income ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1936 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q3 2017 and has held it in 10 quarters since.
Ladenburg Thalmann Financial Services's First Trust Institutional Preferred Securities and Income ETF position peaked at $926K in Q3 2019.
44 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.