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First Trust Institutional Preferred Securities and Income ETF

30 hedge funds and large institutions have $43.8M invested in First Trust Institutional Preferred Securities and Income ETF in 2018 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

20% more capital invested

Capital invested by funds: $36.5M → $43.8M (+$7.3M)

11% more funds holding

Funds holding: 2730 (+3)

2.61% more ownership

Funds ownership: 34.75%37.36% (+2.6%)

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
11
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.88M +$8.44M +452,741 +1,327%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$7.29M -$475K -25,503 -6%
PFC
3
Phocas Financial Corp
California
$5.01M
LPL Financial
4
LPL Financial
California
$4.35M +$1.3M +69,650 +41%
First Trust Advisors
5
First Trust Advisors
Illinois
$3.15M -$11.7K -626 -0.4%
Bank of America
6
Bank of America
North Carolina
$2.83M -$1.62M -87,121 -36%
UBS Group
7
UBS Group
Switzerland
$2.35M +$203K +10,873 +9%
FAAS
8
First Allied Advisory Services
California
$1.9M +$1.95M +104,528 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.75M +$309K +16,570 +21%
ASN
10
Advisory Services Network
Georgia
$1.02M -$808K -43,328 -44%
RJA
11
Raymond James & Associates
Florida
$980K +$1M +53,738 New
BRWM
12
B. Riley Wealth Management
Tennessee
$770K -$424K -22,770 -35%
PAG
13
Private Advisor Group
New Jersey
$735K +$39.1K +2,095 +5%
CIAS
14
Capital Investment Advisory Services
North Carolina
$673K +$688K +36,883 New
Stifel Financial
15
Stifel Financial
Missouri
$515K +$11.2K +599 +2%
CA
16
Cetera Advisors
Colorado
$332K +$52K +2,787 +18%
BTS
17
BB&T Securities
Virginia
$317K
SG
18
StoneX Group
New York
$317K +$52.3K +2,804 +19%
AG
19
Advisor Group
Arizona
$213K +$8.33K +447 +4%
ACM
20
Aviance Capital Management
Florida
$145K -$200K -10,705 -57%
BWL
21
Bogart Wealth LLC
Virginia
$77K +$79.4K +4,260 New
TFS
22
TrustCore Financial Services
Tennessee
$55K -$112K -5,989 -67%
WAP
23
Wealthcare Advisory Partners
Pennsylvania
$49K +$56 +3 +0.1%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$47K +$280 +15 +0.6%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$31K -$18.6K -1,000 -37%