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First Trust Institutional Preferred Securities and Income ETF

51 hedge funds and large institutions have $155M invested in First Trust Institutional Preferred Securities and Income ETF in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 2

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

16% more funds holding

Funds holding: 4451 (+7)

9% more capital invested

Capital invested by funds: $142M → $155M (+$13.3M)

1.79% more ownership

Funds ownership: 48.05%49.84% (+1.8%)

Holders
51
Holders Change
+7
Holders Change %
+15.91%
% of All Funds
1.03%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
10
Increased
22
Reduced
16
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SEIA
1
Signature Estate & Investment Advisors
California
$29.5M -$2.43M -125,683 -8%
Morgan Stanley
2
Morgan Stanley
New York
$28.5M +$6.82M +352,822 +32%
Bank of America
3
Bank of America
North Carolina
$22.6M +$2.24M +115,947 +11%
UBS Group
4
UBS Group
Switzerland
$9.3M +$430K +22,249 +5%
PWM
5
Peterson Wealth Management
Nevada
$7.84M -$86.9K -4,496 -1%
PFC
6
Phocas Financial Corp
California
$5.82M
LPL Financial
7
LPL Financial
California
$5.25M -$40.8K -2,112 -0.8%
RJA
8
Raymond James & Associates
Florida
$4.53M -$2.7M -139,825 -37%
QWM
9
QP Wealth Management
New Jersey
$4.5M -$34.6K -1,790 -0.8%
Citadel Advisors
10
Citadel Advisors
Florida
$3.3M -$1.96M -101,268 -37%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.25M +$558K +28,867 +21%
First Trust Advisors
12
First Trust Advisors
Illinois
$2.62M -$544K -28,164 -17%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.48M +$659K +34,105 +36%
ECA
14
Elevated Capital Advisors
Utah
$2.46M -$51.7K -2,675 -2%
1W
15
1776 Wealth
Georgia
$2.33M +$176K +9,089 +8%
AWM
16
AE Wealth Management
Kansas
$1.95M +$1.42M +73,676 +276%
SS
17
Simplicity Solutions
Minnesota
$1.93M +$1.42M +73,460 +280%
WA
18
WESPAC Advisors
California
$1.35M +$193 +10 +0%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.32M +$193K +9,964 +17%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$1.27M +$45.4K +2,349 +4%
OMC
21
Old Mission Capital
Illinois
$1.17M +$1.16M +60,133 New
RPSA
22
Richard P. Slaughter Associates
Texas
$1.04M +$1.04M +53,673 New
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$1.03M +$1.03M +53,365 New
WF
24
Welch & Forbes
Massachusetts
$961K +$958K +49,561 New
EWM
25
Empirical Wealth Management
Washington
$931K -$2.32K -120 -0.2%