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First Trust Institutional Preferred Securities and Income ETF

44 hedge funds and large institutions have $139M invested in First Trust Institutional Preferred Securities and Income ETF in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

91% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 11

42% more capital invested

Capital invested by funds: $98.2M → $139M (+$40.8M)

10% more funds holding

Funds holding: 4044 (+4)

6.27% more ownership

Funds ownership: 43.94%50.21% (+6.3%)

Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
0.87%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
21
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SEIA
1
Signature Estate & Investment Advisors
California
$27.6M +$15.6M +782,023 +131%
Morgan Stanley
2
Morgan Stanley
New York
$24.4M +$2.11M +105,967 +10%
Bank of America
3
Bank of America
North Carolina
$23.2M +$5.13M +257,854 +29%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.73M -$431K -21,664 -5%
PWM
5
Peterson Wealth Management
Nevada
$7.47M +$7.35M +369,116 New
LPL Financial
6
LPL Financial
California
$6.41M +$172K +8,656 +3%
PFC
7
Phocas Financial Corp
California
$6M
UBS Group
8
UBS Group
Switzerland
$4.1M +$665K +33,411 +20%
RJA
9
Raymond James & Associates
Florida
$3.67M +$751K +37,735 +26%
QWM
10
QP Wealth Management
New Jersey
$3.47M +$3.41M +171,280 New
First Trust Advisors
11
First Trust Advisors
Illinois
$3.43M -$121K -6,090 -3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.11M +$109K +5,474 +4%
Jane Street
13
Jane Street
New York
$2.62M +$965K +48,448 +59%
ASN
14
Advisory Services Network
Georgia
$1.64M +$109K +5,473 +7%
MFG
15
Merit Financial Group
Georgia
$1.62M +$312K +15,657 +24%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.52M +$167K +8,363 +12%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.2M +$432K +21,684 +57%
CIAS
18
Capital Investment Advisory Services
North Carolina
$988K -$5.99K -301 -0.6%
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$891K +$884K +44,414 New
BRWM
20
B. Riley Wealth Management
Tennessee
$867K +$995 +50 +0.1%
HighTower Advisors
21
HighTower Advisors
Illinois
$845K -$18.1K -908 -2%
1W
22
1776 Wealth
Georgia
$776K +$770K +38,691 New
GM
23
GeoWealth Management
Illinois
$578K +$574K +28,813 New
Citadel Advisors
24
Citadel Advisors
Florida
$537K +$112K +5,606 +26%
Stifel Financial
25
Stifel Financial
Missouri
$469K +$45K +2,261 +11%