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First Trust Institutional Preferred Securities and Income ETF

96 hedge funds and large institutions have $360M invested in First Trust Institutional Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 49 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 6

188% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 17

50% more funds holding in top 10

Funds holding in top 10: 812 (+4)

33% more capital invested

Capital invested by funds: $270M → $360M (+$89.8M)

17% more funds holding

Funds holding: 8296 (+14)

6.43% more ownership

Funds ownership: 59%65.42% (+6.4%)

Holders
96
Holders Change
+14
Holders Change %
+17.07%
% of All Funds
1.48%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.18%
New
22
Increased
49
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$84.2M +$28.6M +1,397,267 +51%
Bank of America
2
Bank of America
North Carolina
$45.2M +$14.5M +708,690 +47%
UBS Group
3
UBS Group
Switzerland
$23.5M +$249K +12,152 +1%
EL
4
Essex LLC
Illinois
$15.9M +$1.95M +95,029 +14%
JIP
5
Jaffetilchin Investment Partners
Florida
$13.3M +$54.9K +2,678 +0.4%
BIM
6
Bullseye Investment Management
Ohio
$10.3M +$10.3M +504,243 New
LPL Financial
7
LPL Financial
California
$9.7M +$1.54M +75,174 +19%
WAM
8
WealthTrust Asset Management
Florida
$9.27M +$2.52M +123,121 +37%
CCIA
9
Cherry Creek Investment Advisors
Colorado
$8.34M +$146K +7,111 +2%
SMF
10
Sterling Manor Financial
New York
$8.05M +$3.16M +154,096 +64%
WF
11
Welch & Forbes
Massachusetts
$7.1M -$15K -731 -0.2%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.41M +$219K +10,691 +4%
RJA
13
Raymond James & Associates
Florida
$6.3M +$1.33M +65,009 +27%
PFC
14
Phocas Financial Corp
California
$5.9M +$46.1K +2,250 +0.8%
PWM
15
Peterson Wealth Management
Nevada
$5.86M +$478K +23,322 +9%
AWM
16
AE Wealth Management
Kansas
$5.39M +$263K +12,824 +5%
AWC
17
Adamsbrown Wealth Consultants
Kansas
$5.3M +$5.32M +259,660 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$5.27M +$945K +46,076 +22%
MFGM
19
Marshall Financial Group (Maryland)
Maryland
$5.13M +$5.15M +251,340 New
QWM
20
QP Wealth Management
New Jersey
$4.92M +$7.38K +360 +0.1%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$4.67M +$1.29M +63,129 +38%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$4.56M -$320K -15,590 -7%
SA
23
Stonebridge Advisors
Connecticut
$4.15M +$4.17M +203,571 New
1W
24
1776 Wealth
Georgia
$3.94M -$284K -13,867 -7%
WAM
25
Walker Asset Management
Missouri
$3.54M +$3.56M +173,736 New