First Allied Advisory Services’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

First Allied Advisory Services’s Portfolio FPEI Stock Details FPEI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-6,346	Closed	-$126K	–	1328
2019 Q3	$126K	Sell	6,346 -274,390	-98%	-$5.36M	﹤0.01%	1186
2019 Q2	$5.45M	Sell	280,736 -74,830	-21%	-$1.43M	0.19%	134
2019 Q1	$6.75M	Buy	355,566 +251,038	+240%	+$4.7M	0.23%	98
2018 Q4	$1.9M	Buy	+104,528	New	+$1.95M	0.08%	281

Other funds holding FPEI

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PWM

Peterson Wealth Management Sparks, Nevada $215M AUM 17.58% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

PFC

Phocas Financial Corp Alameda, California $721M AUM 63.77% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

QWM

QP Wealth Management Eatontown, New Jersey $70.1M AUM

First Allied Advisory Services's FPEI Position: Q4 2019 in Review

First Allied Advisory Services sold out of First Trust Institutional Preferred Securities and Income ETF (FPEI) in Q4 2019, closing a stake of 6,346 shares — an estimated $126K sold.

First Allied Advisory Services first reported a position in FPEI in Q4 2018 and held it in 4 quarters. The position peaked at $6.75M in Q1 2019. 44 funds tracked by Wall St. Rank hold FPEI as of Q4 2019.

First Allied Advisory Services reported no remaining First Trust Institutional Preferred Securities and Income ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 6,346 First Trust Institutional Preferred Securities and Income ETF shares in Q4 2019, an estimated $126K.
First Allied Advisory Services first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q4 2018 and held it in 4 quarters.
First Allied Advisory Services's First Trust Institutional Preferred Securities and Income ETF position peaked at $6.75M in Q1 2019.
44 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.