Phocas Financial Corp’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

Phocas Financial Corp’s Portfolio FPEI Stock Details FPEI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$393K	Sell	22,055 -151,865	-87%	-$2.59M	0.05%	147
2023 Q3	$2.94M	Sell	173,920 -13,530	-7%	-$231K	0.43%	99
2023 Q2	$3.16M	Sell	187,450 -29,595	-14%	-$496K	0.43%	97
2023 Q1	$3.64M	Sell	217,045 -30,596	-12%	-$550K	0.52%	80
2022 Q4	$4.41M	Sell	247,641 -20,367	-8%	-$357K	0.64%	67
2022 Q3	$4.6M	Buy	268,008 +8,520	+3%	+$154K	0.71%	62
2022 Q2	$4.6M	Sell	259,488 -7,205	-3%	-$134K	0.69%	67
2022 Q1	$5.17M	Sell	266,693 -22,645	-8%	-$448K	0.64%	70
2021 Q4	$5.9M	Buy	289,338 +2,250	+0.8%	+$46.1K	0.75%	56
2021 Q3	$5.93M	Sell	287,088 -2,545	-0.9%	-$52.8K	0.75%	58
2021 Q2	$5.99M	Sell	289,633 -35,985	-11%	-$738K	0.75%	59
2021 Q1	$6.6M	Buy	+325,618	New	+$6.64M	0.87%	43
2020 Q4	–	Hold	0	–	–	–	29
2020 Q3	–	Hold	0	–	–	–	28
2020 Q2	–	Hold	0	–	–	–	24
2020 Q1	–	Hold	0	–	–	–	23
2019 Q4	–	Hold	0	–	–	–	59
2019 Q3	–	Hold	0	–	–	–	72
2019 Q2	–	Hold	0	–	–	–	75
2019 Q1	–	Hold	0	–	–	–	85
2018 Q4	–	Hold	0	–	–	–	81
2018 Q3	–	Hold	0	–	–	–	99
2018 Q2	–	Hold	0	–	–	–	97
2018 Q1	–	Sell	-277,364	Closed	-$5.53M	–	83
2017 Q4	$5.59M	Buy	+277,364	New	+$5.59M	0.47%	91
2017 Q3	–	Hold	0	–	–	–	98

Other funds holding FPEI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CPSAC

Chas P. Smith & Associates (CPS) Lakeland, Florida $1.84B AUM 13.62% 1-Year Est. Return

GCIM

Gunn & Company Investment Management Jacksonville, Florida $145M AUM 28.52% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

MMA

Miracle Mile Advisors Los Angeles, California $8.53B AUM 21.43% 1-Year Est. Return

CBB

Citizens Business Bank Ontario, California $664M AUM 33.78% 1-Year Est. Return

Phocas Financial Corp's FPEI Position: Q4 2023 in Review

Phocas Financial Corp reduced its First Trust Institutional Preferred Securities and Income ETF (FPEI) stake by 87% in Q4 2023, selling an estimated $2.59M and leaving 22,055 shares worth $393K. The position accounts for 0.05% of the portfolio, ranked #147.

Phocas Financial Corp first reported a position in FPEI in Q4 2017 and has held it in 13 quarters since. The position peaked at $6.6M in Q1 2021. 156 funds tracked by Wall St. Rank hold FPEI as of Q4 2023.

Phocas Financial Corp held 22,055 shares of First Trust Institutional Preferred Securities and Income ETF worth $393K as of Q4 2023.
Phocas Financial Corp sold 151,865 First Trust Institutional Preferred Securities and Income ETF shares in Q4 2023, an estimated $2.59M.
First Trust Institutional Preferred Securities and Income ETF made up 0.05% of Phocas Financial Corp's portfolio in Q4 2023, its #147 holding.
Phocas Financial Corp first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q4 2017 and has held it in 13 quarters since.
Phocas Financial Corp's First Trust Institutional Preferred Securities and Income ETF position peaked at $6.6M in Q1 2021.
156 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q4 2023.

Based on Phocas Financial Corp's 13F filing for Q4 2023, filed 30 Jan 2024.