Ladenburg Thalmann Financial Services’s Hartford Multifactor Small Cap ETF ROSC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ROSC Stock Details ROSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$388K	Sell	12,752 -1,738	-12%	-$51.7K	﹤0.01%	2023
2019 Q3	$413K	Sell	14,490 -1,229	-8%	-$35.2K	﹤0.01%	1908
2019 Q2	$460K	Sell	15,719 -35,813	-69%	-$1.05M	﹤0.01%	1818
2019 Q1	$1.54M	Buy	51,532 +5,723	+12%	+$168K	0.01%	911
2018 Q4	$1.26M	Buy	45,809 +1,830	+4%	+$53.1K	0.01%	902
2018 Q3	$1.39M	Buy	43,979 +43,590	+11,206%	+$1.38M	0.01%	909
2018 Q2	$12K	Hold	389	–	–	﹤0.01%	4145
2018 Q1	$12K	Hold	389	–	–	﹤0.01%	4145
2017 Q4	$12K	Hold	389	–	–	﹤0.01%	4091
2017 Q3	$12K	Sell	389 -29	-7%	-$849	﹤0.01%	3995
2017 Q2	$12K	Sell	418 -173	-29%	-$4.85K	﹤0.01%	3907
2017 Q1	$16K	Buy	591 +44	+8%	+$1.19K	﹤0.01%	3695
2016 Q4	$14K	Hold	547	–	–	﹤0.01%	3705
2016 Q3	$14K	Sell	547 -200	-27%	-$4.98K	﹤0.01%	3628
2016 Q2	$18K	Sell	747 -36	-5%	-$862	﹤0.01%	3418
2016 Q1	$19K	Sell	783 -805	-51%	-$17.6K	﹤0.01%	3294
2015 Q4	$37K	Buy	1,588 +377	+31%	+$8.92K	﹤0.01%	2800
2015 Q3	$28K	Buy	1,211 +346	+40%	+$8.24K	﹤0.01%	2881
2015 Q2	$22K	Buy	+865	New	+$22.1K	﹤0.01%	3184

Other funds holding ROSC

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

CAAS

Capital Asset Advisory Services Williamston, Michigan $2.61B AUM 15.59% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Equitable Holdings New York $15.5B AUM 19.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ROSC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Hartford Multifactor Small Cap ETF (ROSC) stake by 12% in Q4 2019, selling an estimated $51.7K and leaving 12,752 shares worth $388K. The position accounts for ﹤0.01% of the portfolio, ranked #2023.

Ladenburg Thalmann Financial Services first reported a position in ROSC in Q2 2015 and has held it in 19 quarters since. The position peaked at $1.54M in Q1 2019. 15 funds tracked by Wall St. Rank hold ROSC as of Q4 2019.

Ladenburg Thalmann Financial Services held 12,752 shares of Hartford Multifactor Small Cap ETF worth $388K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,738 Hartford Multifactor Small Cap ETF shares in Q4 2019, an estimated $51.7K.
Hartford Multifactor Small Cap ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2023 holding.
Ladenburg Thalmann Financial Services first reported a position in Hartford Multifactor Small Cap ETF in Q2 2015 and has held it in 19 quarters since.
Ladenburg Thalmann Financial Services's Hartford Multifactor Small Cap ETF position peaked at $1.54M in Q1 2019.
15 funds tracked by Wall St. Rank held Hartford Multifactor Small Cap ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.