LPL Financial’s Hartford Multifactor Small Cap ETF ROSC Stock Holding History

LPL Financial’s Portfolio ROSC Stock Details ROSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$8.63M	Buy	178,665 +12,905	+8%	+$637K	﹤0.01%	2117
2025 Q4	$7.79M	Buy	165,760 +19,093	+13%	+$876K	﹤0.01%	2146
2025 Q3	$6.67M	Buy	146,667 +1,823	+1%	+$80.1K	﹤0.01%	2227
2025 Q2	$6.05M	Buy	144,844 +38,815	+37%	+$1.55M	﹤0.01%	2159
2025 Q1	$4.27M	Buy	106,029 +32,565	+44%	+$1.39M	﹤0.01%	2282
2024 Q4	$3.2M	Buy	73,464 +13,584	+23%	+$610K	﹤0.01%	2447
2024 Q3	$2.62M	Sell	59,880 -9,397	-14%	-$398K	﹤0.01%	2474
2024 Q2	$2.76M	Buy	69,277 +14,562	+27%	+$585K	﹤0.01%	2334
2024 Q1	$2.28M	Buy	54,715 +17,908	+49%	+$725K	﹤0.01%	2430
2023 Q4	$1.53M	Sell	36,807 -2,246	-6%	-$83.6K	﹤0.01%	2661
2023 Q3	$1.41M	Sell	39,053 -505	-1%	-$18.9K	﹤0.01%	2606
2023 Q2	$1.47M	Sell	39,558 -37,791	-49%	-$1.34M	﹤0.01%	2526
2023 Q1	$2.77M	Buy	77,349 +4,337	+6%	+$162K	﹤0.01%	1901
2022 Q4	$2.61M	Buy	73,012 +5,424	+8%	+$196K	﹤0.01%	1885
2022 Q3	$2.19M	Sell	67,588 -629	-0.9%	-$22.5K	﹤0.01%	1912
2022 Q2	$2.31M	Sell	68,217 -7,247	-10%	-$262K	﹤0.01%	1918
2022 Q1	$2.9M	Sell	75,464 -21	-0%	-$809	﹤0.01%	1785
2021 Q4	$3.06M	Buy	75,485 +16,655	+28%	+$671K	﹤0.01%	1770
2021 Q3	$2.24M	Buy	58,830 +25,897	+79%	+$1M	﹤0.01%	1954
2021 Q2	$1.29M	Buy	32,933 +14,116	+75%	+$546K	﹤0.01%	2345
2021 Q1	$710K	Sell	18,817 -4,627	-20%	-$166K	﹤0.01%	2714
2020 Q4	$739K	Sell	23,444 -3,362	-13%	-$97.5K	﹤0.01%	2429
2020 Q3	$690K	Buy	26,806 +1,636	+6%	+$42.6K	﹤0.01%	2217
2020 Q2	$629K	Sell	25,170 -23,090	-48%	-$537K	﹤0.01%	2183
2020 Q1	$990K	Buy	48,260 +11,622	+32%	+$313K	﹤0.01%	1621
2019 Q4	$1.12M	Buy	36,638 +3,709	+11%	+$110K	﹤0.01%	1748
2019 Q3	$939K	Sell	32,929 -160	-0.5%	-$4.58K	﹤0.01%	1794
2019 Q2	$964K	Buy	33,089 +3,959	+14%	+$116K	﹤0.01%	1752
2019 Q1	$859K	Buy	29,130 +11,056	+61%	+$324K	﹤0.01%	1759
2018 Q4	$487K	Buy	18,074 +2,523	+16%	+$73.2K	﹤0.01%	2060
2018 Q3	$493K	Buy	15,551 +8,500	+121%	+$269K	﹤0.01%	2245
2018 Q2	$223K	Sell	7,051 -10,166	-59%	-$327K	﹤0.01%	2904
2018 Q1	$547K	Buy	17,217 +1,290	+8%	+$41.3K	﹤0.01%	2060
2017 Q4	$503K	Buy	15,927 +3,645	+30%	+$113K	﹤0.01%	2070
2017 Q3	$373K	Buy	12,282 +4,238	+53%	+$124K	﹤0.01%	2173
2017 Q2	$228K	Buy	+8,044	New	+$226K	﹤0.01%	2489

Other funds holding ROSC

BFA

Blueprint Financial Advisors Greensboto, North Carolina $675M AUM 24.91% 1-Year Est. Return

BIP

Blueprint Investment Partners Greensboro, North Carolina $980M AUM 27.19% 1-Year Est. Return

SWIA

Solano Wealth Investment Advisors Fairfield, California $201M AUM 14.32% 1-Year Est. Return

GWP

Gateway Wealth Partners Appleton, Wisconsin $2.57B AUM 16.81% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $1.72B AUM 19.92% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TSMHT

Thurston Springer Miller Herd & Titak Indianapolis, Indiana $275M AUM 30.64% 1-Year Est. Return

AFP

ATLas Financial Planning Alpharetta, Georgia $112M AUM

LPL Financial's ROSC Position: Q1 2026 in Review

LPL Financial increased its Hartford Multifactor Small Cap ETF (ROSC) stake by 7.8% in Q1 2026, buying an estimated $637K and bringing the position to 178,665 shares worth $8.63M. The position accounts for ﹤0.01% of the portfolio, ranked #2117.

LPL Financial first reported a position in ROSC in Q2 2017 and has held it in 36 quarters since. 23 funds tracked by Wall St. Rank hold ROSC as of Q1 2026.

LPL Financial held 178,665 shares of Hartford Multifactor Small Cap ETF worth $8.63M as of Q1 2026.
LPL Financial bought 12,905 Hartford Multifactor Small Cap ETF shares in Q1 2026, an estimated $637K.
Hartford Multifactor Small Cap ETF made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2117 holding.
LPL Financial first reported a position in Hartford Multifactor Small Cap ETF in Q2 2017 and has held it in 36 quarters since.
23 funds tracked by Wall St. Rank held Hartford Multifactor Small Cap ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.