Hartford Multifactor Small Cap ETF
ROSC
11 hedge funds and large institutions have $3.14M invested in Hartford Multifactor Small Cap ETF in 2020 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
49% more capital invested
Capital invested by funds: $2.1M → $3.14M (+$1.04M)
20.26% more ownership
Funds ownership: 20.41% → 40.68% (+20%)
10% more funds holding
Funds holding: 10 → 11 (+1)
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$1.22M |
| 2 |
LPL Financial
San Diego,
California
|
+$42.6K |
| 3 |
GSWM
Golden State Wealth Management
Santa Ana,
California
|
+$26.1K |
| 4 |
CAAS
Capital Asset Advisory Services
Williamston,
Michigan
|
+$24.6K |
| 5 |
APA
American Portfolios Advisors
Holbrook,
New York
|
+$12.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$200K |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$41.9K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$21.7K |
| 4 |
GWM
Geneos Wealth Management
Englewood,
Colorado
|
-$3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Jane Street
New York
| $1.21M | +$1.22M | +46,901 | New |
|
|
CAAS
2
Capital Asset Advisory Services
Williamston,
Michigan
| $745K | +$24.6K | +945 | +3% |
|
|
3
LPL Financial
San Diego,
California
| $690K | +$42.6K | +1,636 | +6% |
|
|
4
Bank of America
Charlotte,
North Carolina
| $404K | -$21.7K | -831 | -5% |
|
|
5
UBS Group
Zurich,
Switzerland
| $36K | -$41.9K | -1,607 | -53% |
|
|
GSWM
6
Golden State Wealth Management
Santa Ana,
California
| $26K | +$26.1K | +1,000 | New |
|
|
APA
7
American Portfolios Advisors
Holbrook,
New York
| $12.7K | +$12.9K | +494 | New |
|
8
Osaic Holdings
Scottsdale,
Arizona
| $11K | – | – | – |
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $5K | – | – | – |
|
10
Rockefeller Capital Management
New York
| $3K | – | – | – |
|
|
11
Citadel Advisors
Miami,
Florida
| – | -$200K | -8,001 | Closed |
|
|
GWM
12
Geneos Wealth Management
Englewood,
Colorado
| – | -$3K | -159 | Closed |
|
ROSC Hedge Fund Activity: Q3 2020 in Review
11 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Small Cap ETF (ROSC) for Q3 2020, worth a combined $3.14M — up 49% from $2.1M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new ROSC positions and 2 closed out — a net gain of 1 holder — while 2 added to existing stakes and 2 trimmed.
The largest buyer was Jane Street, opening a new position worth an estimated $1.22M. The largest seller was Citadel Advisors, exiting entirely with an estimated $200K sold.
- 11 institutional investors held Hartford Multifactor Small Cap ETF (ROSC) as of Q3 2020, up from 10 in Q2 2020.
- Funds reported $3.14M of Hartford Multifactor Small Cap ETF stock for Q3 2020, up 49% quarter-over-quarter.
- 3 funds opened new Hartford Multifactor Small Cap ETF positions in Q3 2020 and 2 closed out, a net change of +1 holder.
- The largest Hartford Multifactor Small Cap ETF buyer in Q3 2020 was Jane Street, an estimated $1.22M added.
- The largest Hartford Multifactor Small Cap ETF seller in Q3 2020 was Citadel Advisors, an estimated $200K sold.
Based on aggregated 13F filings for Q3 2020.