Golden State Wealth Management’s Hartford Multifactor Small Cap ETF ROSC Stock Holding History

Golden State Wealth Management’s Portfolio ROSC Stock Details ROSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-1,000	Closed	-$26K	–	380
2020 Q3	$26K	Buy	+1,000	New	+$26.1K	0.01%	368
2020 Q2	–	Sell	-1,000	Closed	-$21K	–	743
2020 Q1	$21K	Buy	+1,000	New	+$26.9K	0.01%	494
2019 Q4	–	Sell	-1,780	Closed	-$51K	–	737
2019 Q3	$51K	Hold	1,780	–	–	0.02%	424
2019 Q2	$51K	Hold	1,780	–	–	0.02%	451
2019 Q1	$52K	Buy	+1,780	New	+$52.1K	0.02%	435

Other funds holding ROSC

CAAS

Capital Asset Advisory Services Williamston, Michigan $2.61B AUM 15.59% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

APA

American Portfolios Advisors Holbrook, New York $2.36B AUM 14.59% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Golden State Wealth Management's ROSC Position: Q4 2020 in Review

Golden State Wealth Management sold out of Hartford Multifactor Small Cap ETF (ROSC) in Q4 2020, closing a stake of 1,000 shares — an estimated $26K sold.

Golden State Wealth Management first reported a position in ROSC in Q1 2019 and held it in 5 quarters. The position peaked at $52K in Q1 2019. 11 funds tracked by Wall St. Rank hold ROSC as of Q4 2020.

Golden State Wealth Management reported no remaining Hartford Multifactor Small Cap ETF position as of Q4 2020 after selling out during the quarter.
Golden State Wealth Management sold 1,000 Hartford Multifactor Small Cap ETF shares in Q4 2020, an estimated $26K.
Golden State Wealth Management first reported a position in Hartford Multifactor Small Cap ETF in Q1 2019 and held it in 5 quarters.
Golden State Wealth Management's Hartford Multifactor Small Cap ETF position peaked at $52K in Q1 2019.
11 funds tracked by Wall St. Rank held Hartford Multifactor Small Cap ETF as of Q4 2020.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.