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Hartford Multifactor Small Cap ETF
ROSC

13 hedge funds and large institutions have $3.33M invested in Hartford Multifactor Small Cap ETF in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

12.54% less ownership

Funds ownership: 44.67% → 32.13% (-13%)

13% less funds holding

Funds holding: 15 → 13 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

59% less capital invested

Capital invested by funds: $8.17M → $3.33M (-$4.85M)

60% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 5

Holders
13
Holders Change
-2
Holders Change %
-13.33%
% of All Funds
0.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
2
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$313K
2
CAAS
Capital Asset Advisory Services
Michigan
+$187K
3
GSWM
Golden State Wealth Management
California
+$26.9K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$2M
2
Bank of America
Bank of America
North Carolina
-$624K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$334K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$314K
5
Jane Street
Jane Street
New York
-$85.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$990K +$313K +11,622 +32%
CAAS
2
Capital Asset Advisory Services
Michigan
$628K +$187K +6,942 +31%
Jane Street
3
Jane Street
New York
$594K -$85.7K -3,186 -10%
Bank of America
4
Bank of America
North Carolina
$481K -$624K -23,182 -50%
EH
5
Equitable Holdings
New York
$241K – – –
HighTower Advisors
6
HighTower Advisors
Illinois
$240K -$48.2K -1,791 -13%
WAP
7
Wealthcare Advisory Partners
Pennsylvania
$69K – – –
GSWM
8
Golden State Wealth Management
California
$21K +$26.9K +1,000 New
Osaic Holdings
9
Osaic Holdings
Arizona
$21K +$27.9K +1,036 New
UBS Group
10
UBS Group
Switzerland
$20K -$13.1K -487 -33%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$14K -$1.43K -53 -7%
GWM
12
Geneos Wealth Management
Colorado
$3K – – –
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$3K – – –
Citadel Advisors
14
Citadel Advisors
Florida
– -$2M -65,324 Closed
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
– -$334K -10,912 Closed
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
– -$314K -10,274 Closed

ROSC Hedge Fund Activity: Q1 2020 in Review

13 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Small Cap ETF (ROSC) for Q1 2020, worth a combined $3.33M — down 59% from $8.17M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of ROSC and 2 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 2 added.

The largest buyer was LPL Financial, adding an estimated $313K. The largest seller was Citadel Advisors, exiting entirely with an estimated $2M sold.

  • 13 institutional investors held Hartford Multifactor Small Cap ETF (ROSC) as of Q1 2020, down from 15 in Q4 2019.
  • Funds reported $3.33M of Hartford Multifactor Small Cap ETF stock for Q1 2020, down 59% quarter-over-quarter.
  • 2 funds opened new Hartford Multifactor Small Cap ETF positions in Q1 2020 and 3 closed out, a net change of -1 holder.
  • The largest Hartford Multifactor Small Cap ETF buyer in Q1 2020 was LPL Financial, an estimated $313K added.
  • The largest Hartford Multifactor Small Cap ETF seller in Q1 2020 was Citadel Advisors, an estimated $2M sold.

Based on aggregated 13F filings for Q1 2020.