We are live on ! Find out more
ROSC icon

Hartford Multifactor Small Cap ETF

20 hedge funds and large institutions have $14.4M invested in Hartford Multifactor Small Cap ETF in 2025 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

31% more capital invested

Capital invested by funds: $11M → $14.4M (+$3.41M)

18% more funds holding

Funds holding: 1720 (+3)

5.04% more ownership

Funds ownership: 35.71%40.75% (+5%)

Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$7.79M +$876K +19,093 +13%
SWIA
2
Solano Wealth Investment Advisors
California
$1.33M -$61.9K -1,348 -5%
Citadel Advisors
3
Citadel Advisors
Florida
$756K +$739K +16,090 New
PAG
4
Private Advisor Group
New Jersey
$609K +$597 +13 +0.1%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$582K +$122K +2,649 +27%
TSMHT
6
Thurston Springer Miller Herd & Titak
Indiana
$558K +$506K +11,031 +1,324%
GWP
7
Gateway Wealth Partners
Wisconsin
$464K +$453K +9,864 New
AFP
8
ATLas Financial Planning
Georgia
$411K +$401K +8,739 New
Jane Street
9
Jane Street
New York
$405K +$396K +8,621 New
HI
10
Harbour Investments
Wisconsin
$280K +$15.4K +335 +6%
NWM
11
Northwest Wealth Management
Iowa
$268K +$2.07K +45 +0.8%
FPAS
12
Focus Partners Advisor Solutions
Missouri
$268K +$262K +5,701 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$243K -$1.61K -35 -0.7%
GBFP
14
Golden Bell Financial Planning
Georgia
$218K -$19.3K -420 -8%
WWMSC
15
Wagner Wealth Management (South Carolina)
South Carolina
$83K +$138 +3 +0.2%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$72.1K +$70.4K +1,533 New
Osaic Holdings
17
Osaic Holdings
Arizona
$18.9K
CFD
18
Creative Financial Designs
Indiana
$3.72K
UBS Group
19
UBS Group
Switzerland
$329 -$8.54K -186 -96%
Morgan Stanley
20
Morgan Stanley
New York
$62 +$46 +1 New
Wells Fargo
21
Wells Fargo
California
$16 -$46 -1 Closed
SWP
22
Stratos Wealth Partners
Ohio
-$559K -12,289 Closed
Fidelity Investments
23
Fidelity Investments
Massachusetts
-$45 -1 Closed

ROSC Hedge Fund Activity: Q4 2025 in Review

20 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Small Cap ETF (ROSC) for Q4 2025, worth a combined $14.4M — up 31% from $11M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ROSC positions and 3 closed out — a net gain of 4 holders — while 7 added to existing stakes and 4 trimmed.

The largest buyer was LPL Financial, adding an estimated $876K. The largest seller was Stratos Wealth Partners, exiting entirely with an estimated $559K sold.

  • 20 institutional investors held Hartford Multifactor Small Cap ETF (ROSC) as of Q4 2025, up from 17 in Q3 2025.
  • Funds reported $14.4M of Hartford Multifactor Small Cap ETF stock for Q4 2025, up 31% quarter-over-quarter.
  • 7 funds opened new Hartford Multifactor Small Cap ETF positions in Q4 2025 and 3 closed out, a net change of +4 holders.
  • The largest Hartford Multifactor Small Cap ETF buyer in Q4 2025 was LPL Financial, an estimated $876K added.
  • The largest Hartford Multifactor Small Cap ETF seller in Q4 2025 was Stratos Wealth Partners, an estimated $559K sold.

Based on aggregated 13F filings for Q4 2025.