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Hartford Multifactor Small Cap ETF

17 hedge funds and large institutions have $11M invested in Hartford Multifactor Small Cap ETF in 2025 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

3.32% more ownership

Funds ownership: 32.38%35.71% (+3.3%)

0% more funds holding

Funds holding: 1717 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

5% less capital invested

Capital invested by funds: $11.5M → $11M (-$535K)

Holders
17
Holders Change
Holders Change %
0%
% of All Funds
0.22%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$6.67M +$80.1K +1,823 +1%
SWIA
2
Solano Wealth Investment Advisors
California
$1.35M -$35.6K -810 -3%
PAG
3
Private Advisor Group
New Jersey
$588K +$308 +7 +0.1%
SWP
4
Stratos Wealth Partners
Ohio
$559K -$7.52K -171 -1%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$443K -$164K -3,722 -28%
NWM
6
Northwest Wealth Management
Iowa
$257K +$1.19K +27 +0.5%
HI
7
Harbour Investments
Wisconsin
$256K +$1.19K +27 +0.5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$237K +$8.22K +187 +4%
GBFP
9
Golden Bell Financial Planning
Georgia
$230K -$11.1K -253 -5%
KSWA
10
Kathleen S. Wright Associates
Pennsylvania
$220K +$659 +15 +0.3%
WWMSC
11
Wagner Wealth Management (South Carolina)
South Carolina
$80.2K +$88 +2 +0.1%
TSMHT
12
Thurston Springer Miller Herd & Titak
Indiana
$37.9K -$619K -14,077 -94%
Osaic Holdings
13
Osaic Holdings
Arizona
$18.2K
UBS Group
14
UBS Group
Switzerland
$8.78K +$8.48K +193 New
CFD
15
Creative Financial Designs
Indiana
$3.57K +$44 +1 +1%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$45 +$44 +1 New
Wells Fargo
17
Wells Fargo
California
$30 +$44 +1 New
Citadel Advisors
18
Citadel Advisors
Florida
-$493K -11,816 Closed
FPAS
19
Focus Partners Advisor Solutions
Missouri
-$235K -5,629 Closed
Raymond James Financial
20
Raymond James Financial
Florida
-$1.42K -34 Closed

ROSC Hedge Fund Activity: Q3 2025 in Review

17 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Small Cap ETF (ROSC) for Q3 2025, worth a combined $11M — down 4.7% from $11.5M a quarter earlier.

Fund positioning in ROSC was balanced in Q3 2025: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $80.1K. The largest seller was Thurston Springer Miller Herd & Titak, cutting an estimated $619K.

  • 17 institutional investors held Hartford Multifactor Small Cap ETF (ROSC) as of Q3 2025, unchanged from Q2 2025.
  • Funds reported $11M of Hartford Multifactor Small Cap ETF stock for Q3 2025, down 4.7% quarter-over-quarter.
  • 3 funds opened new Hartford Multifactor Small Cap ETF positions in Q3 2025 and 3 closed out, a net change of 0 holders.
  • The largest Hartford Multifactor Small Cap ETF buyer in Q3 2025 was LPL Financial, an estimated $80.1K added.
  • The largest Hartford Multifactor Small Cap ETF seller in Q3 2025 was Thurston Springer Miller Herd & Titak, an estimated $619K sold.

Based on aggregated 13F filings for Q3 2025.