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Hartford Multifactor Small Cap ETF
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Overview Fund Activity

15 hedge funds and large institutions have $17.6M invested in Hartford Multifactor Small Cap ETF in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
15
Holders Change
+2
Holders Change %
+15.38%
% of All Funds
0.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
4
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCIA
1
Prime Capital Investment Advisors
Kansas
$1.95M
2
Jane Street
2
Jane Street
New York
$2.62M
3
Rockefeller Capital Management
3
Rockefeller Capital Management
New York
$1.01M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$875K
5
Citadel Advisors
5
Citadel Advisors
Florida
$408K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.09M
2
MIAN
2
Mariner Independent Advisor Network
Kansas
$1.06M
3
LS
3
Lattice Strategies
Pennsylvania
$4.62M
4
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$0
5
S
5
SignatureFD
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LS
1
Lattice Strategies
Pennsylvania
$4.62M 156,545 -3,445 -2%
Jane Street
2
Jane Street
New York
$2.62M 88,665 +55,022 +164%
Bank of America
3
Bank of America
North Carolina
$2.09M 70,749 -87,473 -55%
PCIA
4
Prime Capital Investment Advisors
Kansas
$1.95M 66,085 +59,750 +943%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.54M 51,532 +5,723 +12%
MIAN
6
Mariner Independent Advisor Network
Kansas
$1.06M 35,658 -10,465 -23%
Rockefeller Capital Management
7
Rockefeller Capital Management
New York
$1.01M 34,162 +34,162 New
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$875K 29,673 +29,673 New
LPL Financial
9
LPL Financial
California
$859K 29,130 +11,056 +61%
Citadel Advisors
10
Citadel Advisors
Florida
$408K 13,839 +13,839 New
Goldman Sachs
11
Goldman Sachs
New York
$354K 12,016 +12,016 New
NWM
12
Northwest Wealth Management
Iowa
$153K 5,200 – –
GSWM
13
Golden State Wealth Management
California
$52K 1,780 +1,780 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$6K 200 – –
GWM
15
Geneos Wealth Management
Colorado
$4K 154 – –
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
– – -3,312 Closed
S
17
SignatureFD
Georgia
– – -1,177 Closed
UBS Group
18
UBS Group
Switzerland
– – -481 Closed
CFGS
19
Concourse Financial Group Securities
Alabama
– – – –