Lattice Strategies’s Hartford Multifactor Small Cap ETF ROSC Stock Holding History

Lattice Strategies’s Portfolio ROSC Stock Details ROSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	$4.62M	Sell	156,545 -3,445	-2%	-$101K	4.24%	4
2018 Q4	$4.32M	Sell	159,990 -830	-0.5%	-$24.1K	3.75%	5
2018 Q3	$5.11M	Sell	160,820 -120	-0.1%	-$3.8K	3.96%	4
2018 Q2	$5.07M	Sell	160,940 -4,730	-3%	-$152K	3.96%	4
2018 Q1	$5.22M	Sell	165,670 -12,430	-7%	-$398K	3.79%	4
2017 Q4	$5.6M	Sell	178,100 -100	-0.1%	-$3.09K	4.05%	4
2017 Q3	$5.39M	Sell	178,200 -5,885	-3%	-$172K	4.06%	4
2017 Q2	$5.23M	Sell	184,085 -2,550	-1%	-$71.5K	4.02%	4
2017 Q1	$5.14M	Buy	186,635 +11,430	+7%	+$309K	4.01%	4
2016 Q4	$4.56M	Sell	175,205 -15,600	-8%	-$399K	3.72%	4
2016 Q3	$4.86M	Sell	190,805 -3,120	-2%	-$77.7K	3.71%	4
2016 Q2	$4.59M	Buy	193,925 +5,625	+3%	+$135K	3.59%	4
2016 Q1	$4.52M	Sell	188,300 -10,465	-5%	-$229K	3.51%	4
2015 Q4	$4.58M	Buy	198,765 +15,325	+8%	+$363K	3.62%	4
2015 Q3	$4.16M	Buy	183,440 +46,930	+34%	+$1.12M	2.93%	4
2015 Q2	$3.4M	Buy	136,510 +16,570	+14%	+$423K	1.97%	8
2015 Q1	$2.98M	Buy	+119,940	New	+$2.99M	1.66%	12

Other funds holding ROSC

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PCIA

Prime Capital Investment Advisors Overland Park, Kansas $8.65B AUM 19.52% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Lattice Strategies's ROSC Position: Q1 2019 in Review

Lattice Strategies reduced its Hartford Multifactor Small Cap ETF (ROSC) stake by 2.2% in Q1 2019, selling an estimated $101K and leaving 156,545 shares worth $4.62M. The position accounts for 4.24% of the portfolio, ranked #4.

Lattice Strategies first reported a position in ROSC in Q1 2015 and has held it in 17 quarters since. The position peaked at $5.6M in Q4 2017. 15 funds tracked by Wall St. Rank hold ROSC as of Q1 2019.

Lattice Strategies held 156,545 shares of Hartford Multifactor Small Cap ETF worth $4.62M as of Q1 2019.
Lattice Strategies sold 3,445 Hartford Multifactor Small Cap ETF shares in Q1 2019, an estimated $101K.
Hartford Multifactor Small Cap ETF made up 4.24% of Lattice Strategies's portfolio in Q1 2019, its #4 holding.
Lattice Strategies first reported a position in Hartford Multifactor Small Cap ETF in Q1 2015 and has held it in 17 quarters since.
Lattice Strategies's Hartford Multifactor Small Cap ETF position peaked at $5.6M in Q4 2017.
15 funds tracked by Wall St. Rank held Hartford Multifactor Small Cap ETF as of Q1 2019.

Based on Lattice Strategies's 13F filing for Q1 2019, filed 8 May 2019.