Hartford Multifactor Small Cap ETF
ROSC
12 hedge funds and large institutions have $5.37M invested in Hartford Multifactor Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 0 closing their positions.
33% more funds holding
Funds holding: 9 → 12 (+3)
27% more capital invested
Capital invested by funds: $4.21M → $5.37M (+$1.16M)
4.97% more ownership
Funds ownership: 16.47% → 21.44% (+5%)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$1M |
| 2 |
ASN
Advisory Services Network
Atlanta,
Georgia
|
+$158K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
+$82.9K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$2.29K |
| 5 |
NWM
Northwest Wealth Management
Spencer,
Iowa
|
+$659 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$338K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$289K |
| 3 |
CAAS
Capital Asset Advisory Services
Williamston,
Michigan
|
-$69.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
LPL Financial
San Diego,
California
| $2.24M | +$1M | +25,897 | +79% |
|
|
IWN
2
Independent Wealth Network
Urbandale,
Iowa
| $750K | +$701K | +18,069 | New |
|
|
CAAS
3
Capital Asset Advisory Services
Williamston,
Michigan
| $668K | -$69.5K | -1,792 | -9% |
|
|
4
Jane Street
New York
| $642K | -$338K | -8,704 | -34% |
|
|
ASN
5
Advisory Services Network
Atlanta,
Georgia
| $467K | +$158K | +4,080 | +50% |
|
|
NWM
6
Northwest Wealth Management
Spencer,
Iowa
| $202K | +$659 | +17 | +0.3% |
|
|
PFGIA
7
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| $163K | – | – | – |
|
|
8
Bank of America
Charlotte,
North Carolina
| $134K | -$289K | -7,456 | -68% |
|
|
9
Osaic Holdings
Scottsdale,
Arizona
| $81K | +$82.9K | +2,138 | New |
|
|
APA
10
American Portfolios Advisors
Holbrook,
New York
| $18.8K | – | – | – |
|
|
11
UBS Group
Zurich,
Switzerland
| $2K | +$2.29K | +59 | New |
|
ROSC Hedge Fund Activity: Q3 2021 in Review
12 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Small Cap ETF (ROSC) for Q3 2021, worth a combined $5.37M — up 27% from $4.21M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new ROSC positions and 0 closed out — a net gain of 3 holders — while 3 added to existing stakes and 3 trimmed.
The largest buyer was LPL Financial, adding an estimated $1M. The largest seller was Jane Street, cutting an estimated $338K.
- 12 institutional investors held Hartford Multifactor Small Cap ETF (ROSC) as of Q3 2021, up from 9 in Q2 2021.
- Funds reported $5.37M of Hartford Multifactor Small Cap ETF stock for Q3 2021, up 27% quarter-over-quarter.
- 3 funds opened new Hartford Multifactor Small Cap ETF positions in Q3 2021 and 0 closed out, a net change of +3 holders.
- The largest Hartford Multifactor Small Cap ETF buyer in Q3 2021 was LPL Financial, an estimated $1M added.
- The largest Hartford Multifactor Small Cap ETF seller in Q3 2021 was Jane Street, an estimated $338K sold.
Based on aggregated 13F filings for Q3 2021.