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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGP icon
2051
EastGroup Properties
EGP
$11.3B
$369K ﹤0.01%
2,773
+1,138
+70% +$149K
KRG icon
2052
Kite Realty
KRG
$5.95B
$369K ﹤0.01%
18,916
+1,138
+6% +$20.5K
RMT
2053
Royce Micro-Cap Trust
RMT
$734M
$369K ﹤0.01%
43,257
-777
-2% -$6.35K
COKE icon
2054
Coca-Cola Consolidated
COKE
$13.2B
$368K ﹤0.01%
12,930
– –
PGEN icon
2055
Precigen
PGEN
$1.88B
$368K ﹤0.01%
65,287
-6,440
-9% -$36.2K
PACW
2056
DELISTED
PacWest Bancorp
PACW
$367K ﹤0.01%
9,716
-1,676
-15% -$63K
BOE icon
2057
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$366K ﹤0.01%
33,311
-2,994
-8% -$31.8K
CBU icon
2058
Community Bank
CBU
$3.43B
$366K ﹤0.01%
5,157
– –
NUMV icon
2059
Nuveen ESG Mid-Cap Value ETF
NUMV
$456M
$366K ﹤0.01%
12,121
-800
-6% -$23.9K
ESRT icon
2060
Empire State Realty Trust
ESRT
$979M
$365K ﹤0.01%
26,103
-4,566
-15% -$64.1K
PMM
2061
Franklin Managed Municipal Income Trust
PMM
$272M
$365K ﹤0.01%
45,682
+1,964
+4% +$15.6K
STZ.B
2062
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$365K ﹤0.01%
1,939
+1,817
+1,489% +$345K
MLCO icon
2063
Melco Resorts & Entertainment
MLCO
$2.19B
$364K ﹤0.01%
14,996
+1,849
+14% +$40.2K
HIX
2064
Western Asset High Income Fund II
HIX
$351M
$363K ﹤0.01%
53,683
+12,815
+31% +$85.7K
WW
2065
DELISTED
WW International
WW
$362K ﹤0.01%
9,498
+8,057
+559% +$306K
CBPX
2066
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$362K ﹤0.01%
9,945
-1,583
-14% -$52.1K
ALFA
2067
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$362K ﹤0.01%
6,176
-1,300
-17% -$73.5K
GNR icon
2068
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.73B
$361K ﹤0.01%
7,820
+1,177
+18% +$52.3K
HUBS icon
2069
HubSpot
HUBS
$12.2B
$361K ﹤0.01%
2,261
+794
+54% +$122K
MCHI icon
2070
iShares MSCI China ETF
MCHI
$6.16B
$361K ﹤0.01%
5,623
+975
+21% +$58.3K
BMRN icon
2071
BioMarin Pharmaceuticals
BMRN
$12.1B
$360K ﹤0.01%
4,344
+370
+9% +$27.9K
LVHD icon
2072
Franklin US Low Volatility High Dividend Index ETF
LVHD
$647M
$359K ﹤0.01%
10,591
+742
+8% +$24.9K
AIZ icon
2073
Assurant
AIZ
$13.9B
$358K ﹤0.01%
2,856
+1,777
+165% +$229K
CASH icon
2074
Pathward Financial
CASH
$1.87B
$358K ﹤0.01%
9,841
+9,805
+27,236% +$334K
ETB
2075
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$450M
$358K ﹤0.01%
21,682
-427
-2% -$6.95K
81 82
83
84 85

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.