Ladenburg Thalmann Financial Services’s AlphaClone Alternative Alpha ETF ALFA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ALFA Stock Details ALFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$362K	Sell	6,176 -1,300	-17%	-$73.5K	﹤0.01%	2067
2019 Q3	$406K	Buy	7,476 +323	+5%	+$17.3K	﹤0.01%	1924
2019 Q2	$375K	Sell	7,153 -275	-4%	-$14.2K	﹤0.01%	1973
2019 Q1	$373K	Sell	7,428 -3	-0%	-$142	﹤0.01%	1911
2018 Q4	$314K	Sell	7,431 -610	-8%	-$27.7K	﹤0.01%	1878
2018 Q3	$410K	Buy	8,041 +1,325	+20%	+$65.7K	﹤0.01%	1765
2018 Q2	$291K	Hold	6,716	–	–	﹤0.01%	1945
2018 Q1	$291K	Sell	6,716 -437	-6%	-$19.7K	﹤0.01%	1945
2017 Q4	$306K	Buy	7,153 +400	+6%	+$16.9K	﹤0.01%	1890
2017 Q3	$280K	Buy	6,753 +1,850	+38%	+$75.3K	﹤0.01%	1851
2017 Q2	$195K	Buy	4,903 +1,404	+40%	+$54.7K	﹤0.01%	2045
2017 Q1	$133K	Buy	3,499 +1,099	+46%	+$41K	﹤0.01%	2222
2016 Q4	$85K	Buy	2,400 +119	+5%	+$4.2K	﹤0.01%	2449
2016 Q3	$82K	Buy	2,281 +1,093	+92%	+$38.7K	﹤0.01%	2413
2016 Q2	$40K	Buy	1,188 +1,102	+1,281%	+$36.9K	﹤0.01%	2866
2016 Q1	$3K	Buy	86 +27	+46%	+$938	﹤0.01%	4343
2015 Q4	$2K	Hold	59	–	–	﹤0.01%	4463
2015 Q3	$2K	Sell	59 -564	-91%	-$24.8K	﹤0.01%	4369
2015 Q2	$28K	Buy	623 +561	+905%	+$25.7K	﹤0.01%	3027
2015 Q1	$3K	Sell	62 -33	-35%	-$1.43K	﹤0.01%	4245
2014 Q4	$4K	Hold	95	–	–	﹤0.01%	3890
2014 Q3	$4K	Hold	95	–	–	﹤0.01%	3545
2014 Q2	$4K	Buy	+95	New	+$3.57K	﹤0.01%	3507

Other funds holding ALFA

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GRP

Global Retirement Partners San Rafael, California $5.64B AUM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HWM

Howard Wealth Management Madison, Connecticut $270M AUM 19.06% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ALFA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its AlphaClone Alternative Alpha ETF (ALFA) stake by 17% in Q4 2019, selling an estimated $73.5K and leaving 6,176 shares worth $362K. The position accounts for ﹤0.01% of the portfolio, ranked #2067.

Ladenburg Thalmann Financial Services first reported a position in ALFA in Q2 2014 and has held it in 23 quarters since. The position peaked at $410K in Q3 2018. 12 funds tracked by Wall St. Rank hold ALFA as of Q4 2019.

Ladenburg Thalmann Financial Services held 6,176 shares of AlphaClone Alternative Alpha ETF worth $362K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,300 AlphaClone Alternative Alpha ETF shares in Q4 2019, an estimated $73.5K.
AlphaClone Alternative Alpha ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2067 holding.
Ladenburg Thalmann Financial Services first reported a position in AlphaClone Alternative Alpha ETF in Q2 2014 and has held it in 23 quarters since.
Ladenburg Thalmann Financial Services's AlphaClone Alternative Alpha ETF position peaked at $410K in Q3 2018.
12 funds tracked by Wall St. Rank held AlphaClone Alternative Alpha ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.