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ALFA

AlphaClone Alternative Alpha ETF

Delisted

ALFA was delisted on the 30th of August, 2022.

29 hedge funds and large institutions have $70M invested in AlphaClone Alternative Alpha ETF in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

7% more funds holding

Funds holding: 2729 (+2)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% less capital invested

Capital invested by funds: $70.3M → $70M (-$292K)

Holders
29
Holders Change
+2
Holders Change %
+7.41%
% of All Funds
0.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
5
Increased
11
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$24.9M +$4.04M +91,807 +17%
CWA
2
Constellation Wealth Advisors
New York
$8.25M -$2.7M -61,347 -23%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$7.35M +$6.44M +146,452 +408%
TNBTD
4
Trustmark National Bank Trust Department
Mississippi
$4.96M +$271K +6,160 +5%
NPC
5
National Planning Corporation
California
$4.9M +$372K +8,460 +7%
MFS
6
Madrona Financial Services
Washington
$4.71M +$2.36M +53,577 +85%
IFWM
7
Institute for Wealth Management
Colorado
$3.11M -$367K -8,348 -10%
Jane Street
8
Jane Street
New York
$2.92M +$366K +8,308 +13%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.36M -$65.3K -1,483 -4%
VKH
10
Virtu KCG Holdings
New York
$1.09M +$1.19M +27,078 New
ASN
11
Advisory Services Network
Georgia
$932K -$266K -6,049 -21%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$915K -$3.22M -73,271 -76%
RJA
13
Raymond James & Associates
Florida
$808K +$528 +12 +0.1%
CAM
14
Cidel Asset Management
Ontario, Canada
$690K +$752K +17,097 New
AIG
15
American International Group
New York
$658K -$131K -2,978 -15%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$594K +$130K +2,943 +25%
MFS
17
MSI Financial Services
Massachusetts
$522K +$553K +12,575 +3,353%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$380K -$1.85K -42 -0.4%
JP Morgan Chase
19
JP Morgan Chase
New York
$336K +$14.3K +326 +4%
CMO
20
Covenant Multifamily Offices
Texas
$222K
LPL Financial
21
LPL Financial
California
$212K +$232K +5,272 New
Morgan Stanley
22
Morgan Stanley
New York
$89K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$82K
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$32K
UBS Group
25
UBS Group
Switzerland
$29K +$31.3K +712 New

ALFA Hedge Fund Activity: Q3 2015 in Review

29 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in AlphaClone Alternative Alpha ETF (ALFA) for Q3 2015, worth a combined $70M — down 0.42% from $70.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new ALFA positions and 3 closed out — a net gain of 2 holders — while 11 added to existing stakes and 8 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $6.44M. The largest seller was Royal Bank of Canada, cutting an estimated $3.22M.

  • 29 institutional investors held AlphaClone Alternative Alpha ETF (ALFA) as of Q3 2015, up from 27 in Q2 2015.
  • Funds reported $70M of AlphaClone Alternative Alpha ETF stock for Q3 2015, down 0.42% quarter-over-quarter.
  • 5 funds opened new AlphaClone Alternative Alpha ETF positions in Q3 2015 and 3 closed out, a net change of +2 holders.
  • The largest AlphaClone Alternative Alpha ETF buyer in Q3 2015 was Envestnet Asset Management, an estimated $6.44M added.
  • The largest AlphaClone Alternative Alpha ETF seller in Q3 2015 was Royal Bank of Canada, an estimated $3.22M sold.

Based on aggregated 13F filings for Q3 2015.