Institute for Wealth Management’s AlphaClone Alternative Alpha ETF ALFA Stock Holding History

Institute for Wealth Management’s Portfolio ALFA Stock Details ALFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-77,128	Closed	-$3.11M	–	37
2015 Q3	$3.11M	Sell	77,128 -8,348	-10%	-$367K	5.91%	4
2015 Q2	$3.85M	Buy	+85,476	New	+$3.91M	4.97%	4

Other funds holding ALFA

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

MFS

Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

ACP

Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

ACM

Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return

Institute for Wealth Management's ALFA Position: Q4 2015 in Review

Institute for Wealth Management sold out of AlphaClone Alternative Alpha ETF (ALFA) in Q4 2015, closing a stake of 77,128 shares — an estimated $3.11M sold.

Institute for Wealth Management first reported a position in ALFA in Q2 2015 and held it in 2 quarters. The position peaked at $3.85M in Q2 2015. 35 funds tracked by Wall St. Rank hold ALFA as of Q4 2015.

Institute for Wealth Management reported no remaining AlphaClone Alternative Alpha ETF position as of Q4 2015 after selling out during the quarter.
Institute for Wealth Management sold 77,128 AlphaClone Alternative Alpha ETF shares in Q4 2015, an estimated $3.11M.
Institute for Wealth Management first reported a position in AlphaClone Alternative Alpha ETF in Q2 2015 and held it in 2 quarters.
Institute for Wealth Management's AlphaClone Alternative Alpha ETF position peaked at $3.85M in Q2 2015.
35 funds tracked by Wall St. Rank held AlphaClone Alternative Alpha ETF as of Q4 2015.

Based on Institute for Wealth Management's 13F filing for Q4 2015, filed 8 Feb 2016.