Ladenburg Thalmann Financial Services’s Nuveen ESG Mid-Cap Value ETF NUMV Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NUMV Stock Details NUMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$366K	Sell	12,121 -800	-6%	-$23.9K	﹤0.01%	2059
2019 Q3	$376K	Sell	12,921 -1,411	-10%	-$40K	﹤0.01%	1985
2019 Q2	$408K	Buy	14,332 +2,133	+17%	+$59.5K	﹤0.01%	1910
2019 Q1	$332K	Buy	12,199 +200	+2%	+$5.3K	﹤0.01%	2004
2018 Q4	$286K	Buy	11,999 +707	+6%	+$19.1K	﹤0.01%	1948
2018 Q3	$324K	Buy	+11,292	New	+$324K	﹤0.01%	1928

Other funds holding NUMV

TIAA FSB Jacksonville, Florida $27.6B AUM 14.26% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SPIA

Strategic Point Investment Advisors Providence, Rhode Island $767M AUM 17.58% 1-Year Est. Return

APP

Avantax Planning Partners Dubuque, Iowa $3.64B AUM 14.73% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BWM

Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NUMV Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen ESG Mid-Cap Value ETF (NUMV) stake by 6.2% in Q4 2019, selling an estimated $23.9K and leaving 12,121 shares worth $366K. The position accounts for ﹤0.01% of the portfolio, ranked #2059.

Ladenburg Thalmann Financial Services first reported a position in NUMV in Q3 2018 and has held it in 6 quarters since. The position peaked at $408K in Q2 2019. 37 funds tracked by Wall St. Rank hold NUMV as of Q4 2019.

Ladenburg Thalmann Financial Services held 12,121 shares of Nuveen ESG Mid-Cap Value ETF worth $366K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 800 Nuveen ESG Mid-Cap Value ETF shares in Q4 2019, an estimated $23.9K.
Nuveen ESG Mid-Cap Value ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2059 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen ESG Mid-Cap Value ETF in Q3 2018 and has held it in 6 quarters since.
Ladenburg Thalmann Financial Services's Nuveen ESG Mid-Cap Value ETF position peaked at $408K in Q2 2019.
37 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Value ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.