LTFS
BBDC icon

Ladenburg Thalmann Financial Services’s Barings BDC BBDC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BBDC Stock Details BBDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$370K Sell
35,984
-32,717
-48% -$336K ﹤0.01% 2050
2019
Q3 		$697K Sell
68,701
-1,641
-2% -$16.3K ﹤0.01% 1497
2019
Q2 		$693K Sell
70,342
-9,829
-12% -$98K 0.01% 1494
2019
Q1 		$786K Sell
80,171
-54
-0.1% -$527 0.01% 1345
2018
Q4 		$723K Sell
80,225
-1,655
-2% -$16.3K 0.01% 1262
2018
Q3 		$819K Buy
81,880
+50,793
+163% +$557K 0.01% 1252
2018
Q2 		$346K Hold
31,087
– – ﹤0.01% 1836
2018
Q1 		$346K Sell
31,087
-3,794
-11% -$41.2K ﹤0.01% 1836
2017
Q4 		$332K Sell
34,881
-3,418
-9% -$37.5K ﹤0.01% 1831
2017
Q3 		$547K Buy
38,299
+14,305
+60% +$216K 0.01% 1405
2017
Q2 		$423K Buy
23,994
+13,601
+131% +$247K 0.01% 1487
2017
Q1 		$197K Buy
10,393
+127
+1% +$2.44K ﹤0.01% 1925
2016
Q4 		$189K Sell
10,266
-1,967
-16% -$36.9K ﹤0.01% 1859
2016
Q3 		$242K Sell
12,233
-1,254
-9% -$24.8K ﹤0.01% 1626
2016
Q2 		$260K Buy
13,487
+837
+7% +$16.1K ﹤0.01% 1498
2016
Q1 		$257K Sell
12,650
-1,483
-10% -$27.2K ﹤0.01% 1435
2015
Q4 		$271K Buy
14,133
+476
+3% +$8.98K 0.01% 1371
2015
Q3 		$229K Sell
13,657
-625
-4% -$12.6K ﹤0.01% 1395
2015
Q2 		$336K Buy
14,282
+571
+4% +$13.5K 0.01% 1271
2015
Q1 		$313K Buy
13,711
+3,300
+32% +$73.7K 0.01% 1287
2014
Q4 		$213K Buy
10,411
+404
+4% +$9.15K ﹤0.01% 1379
2014
Q3 		$256K Buy
10,007
+688
+7% +$18.6K 0.01% 1089
2014
Q2 		$262K Buy
9,319
+2,298
+33% +$60.1K 0.01% 1053
2014
Q1 		$182K Buy
7,021
+4,091
+140% +$112K 0.01% 1168
2013
Q4 		$81K Buy
+2,930
New +$84.9K ﹤0.01% 1592

Other funds holding BBDC

B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
DCM
Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BBDC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Barings BDC (BBDC) stake by 48% in Q4 2019, selling an estimated $336K and leaving 35,984 shares worth $370K. The position accounts for ﹤0.01% of the portfolio, ranked #2050.

Ladenburg Thalmann Financial Services first reported a position in BBDC in Q4 2013 and has held it in 25 quarters since. The position peaked at $819K in Q3 2018. 82 funds tracked by Wall St. Rank hold BBDC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 35,984 shares of Barings BDC worth $370K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 32,717 Barings BDC shares in Q4 2019, an estimated $336K.
  • Barings BDC made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2050 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Barings BDC in Q4 2013 and has held it in 25 quarters since.
  • Ladenburg Thalmann Financial Services's Barings BDC position peaked at $819K in Q3 2018.
  • 82 funds tracked by Wall St. Rank held Barings BDC as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.