Ladenburg Thalmann Financial Services’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$258K	Buy	34,730 +1,793	+5%	+$12.9K	﹤0.01%	2317
2019 Q3	$226K	Sell	32,937 -7,937	-19%	-$54.2K	﹤0.01%	2375
2019 Q2	$288K	Sell	40,874 -1,410	-3%	-$9.98K	﹤0.01%	2182
2019 Q1	$302K	Buy	42,284 +6,898	+19%	+$49.3K	﹤0.01%	2084
2018 Q4	$231K	Buy	35,386 +25,985	+276%	+$194K	﹤0.01%	2131
2018 Q3	$75K	Sell	9,401 -17,136	-65%	-$135K	﹤0.01%	3035
2018 Q2	$225K	Hold	26,537	–	–	﹤0.01%	2144
2018 Q1	$225K	Sell	26,537 -1,175	-4%	-$10.5K	﹤0.01%	2144
2017 Q4	$242K	Buy	27,712 +4,151	+18%	+$33.6K	﹤0.01%	2067
2017 Q3	$181K	Buy	23,561 +173	+0.7%	+$1.32K	﹤0.01%	2191
2017 Q2	$184K	Buy	23,388 +11,177	+92%	+$83K	﹤0.01%	2083
2017 Q1	$89K	Sell	12,211 -3,062	-20%	-$23.8K	﹤0.01%	2478
2016 Q4	$118K	Sell	15,273 -1,608	-10%	-$11.7K	﹤0.01%	2194
2016 Q3	$114K	Sell	16,881 -1,247	-7%	-$8.09K	﹤0.01%	2150
2016 Q2	$104K	Buy	18,128 +3,244	+22%	+$19.8K	﹤0.01%	2129
2016 Q1	$88K	Sell	14,884 -7,523	-34%	-$46.9K	﹤0.01%	2157
2015 Q4	$169K	Buy	22,407 +687	+3%	+$5.41K	﹤0.01%	1687
2015 Q3	$167K	Sell	21,720 -2,803	-11%	-$23.6K	﹤0.01%	1606
2015 Q2	$218K	Sell	24,523 -2,840	-10%	-$24.7K	﹤0.01%	1554
2015 Q1	$213K	Buy	27,363 +840	+3%	+$6.28K	﹤0.01%	1531
2014 Q4	$192K	Buy	26,523 +2,681	+11%	+$20.3K	﹤0.01%	1456
2014 Q3	$195K	Sell	23,842 -9,633	-29%	-$79K	0.01%	1231
2014 Q2	$283K	Buy	33,475 +15,038	+82%	+$124K	0.01%	1020
2014 Q1	$160K	Buy	18,437 +3,227	+21%	+$30.2K	﹤0.01%	1248
2013 Q4	$159K	Buy	15,210 +8,076	+113%	+$80.3K	﹤0.01%	1192
2013 Q3	$70K	Buy	7,134 +292	+4%	+$2.77K	﹤0.01%	1600
2013 Q2	$64K	Buy	+6,842	New	+$61.1K	﹤0.01%	1554

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SMFG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) stake by 5.4% in Q4 2019, buying an estimated $12.9K and bringing the position to 34,730 shares worth $258K. The position accounts for ﹤0.01% of the portfolio, ranked #2317.

Ladenburg Thalmann Financial Services first reported a position in SMFG in Q2 2013 and has held it in 27 quarters since. The position peaked at $302K in Q1 2019. 241 funds tracked by Wall St. Rank hold SMFG as of Q4 2019.

Ladenburg Thalmann Financial Services held 34,730 shares of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) worth $258K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 1,793 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q4 2019, an estimated $12.9K.
Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2317 holding.
Ladenburg Thalmann Financial Services first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $302K in Q1 2019.
241 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.