Ladenburg Thalmann Financial Services’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NML Stock Details NML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$254K	Buy	37,670 +26,700	+243%	+$178K	﹤0.01%	2333
2019 Q3	$79K	Sell	10,970 -330	-3%	-$2.39K	﹤0.01%	3114
2019 Q2	$85K	Buy	11,300 +8,300	+277%	+$64.2K	﹤0.01%	3083
2019 Q1	$24K	Hold	3,000	–	–	﹤0.01%	3885
2018 Q4	$20K	Hold	3,000	–	–	﹤0.01%	3872
2018 Q3	$26K	Sell	3,000 -4,854	-62%	-$43.5K	﹤0.01%	3746
2018 Q2	$64K	Hold	7,854	–	–	﹤0.01%	3086
2018 Q1	$64K	Buy	7,854 +214	+3%	+$1.96K	﹤0.01%	3086
2017 Q4	$71K	Buy	7,640 +568	+8%	+$5.05K	﹤0.01%	2983
2017 Q3	$67K	Sell	7,072 -492	-7%	-$4.67K	﹤0.01%	2888
2017 Q2	$73K	Sell	7,564 -459	-6%	-$4.41K	﹤0.01%	2728
2017 Q1	$81K	Buy	8,023 +3,256	+68%	+$32.7K	﹤0.01%	2542
2016 Q4	$44K	Sell	4,767 -978	-17%	-$8.85K	﹤0.01%	2938
2016 Q3	$53K	Buy	5,745 +2,758	+92%	+$24.1K	﹤0.01%	2739
2016 Q2	$25K	Buy	2,987 +357	+14%	+$2.69K	﹤0.01%	3193
2016 Q1	$18K	Sell	2,630 -3,640	-58%	-$24.5K	﹤0.01%	3335
2015 Q4	$51K	Hold	6,270	–	–	﹤0.01%	2541
2015 Q3	$77K	Hold	6,270	–	–	﹤0.01%	2176
2015 Q2	$102K	Buy	6,270 +270	+5%	+$4.79K	﹤0.01%	2088
2015 Q1	$105K	Buy	6,000 +4,500	+300%	+$82.2K	﹤0.01%	2053
2014 Q4	$26K	Sell	1,500 -526	-26%	-$10.3K	﹤0.01%	2812
2014 Q3	$44K	Buy	2,026 +526	+35%	+$10.9K	﹤0.01%	2112
2014 Q2	$30K	Sell	1,500 -975	-39%	-$18.7K	﹤0.01%	2365
2014 Q1	$45K	Sell	2,475 -16,227	-87%	-$300K	﹤0.01%	2049
2013 Q4	$357K	Sell	18,702 -67,799	-78%	-$1.24M	0.01%	824
2013 Q3	$1.62M	Buy	86,501 +4,439	+5%	+$86.1K	0.06%	270
2013 Q2	$1.61M	Buy	+82,062	New	+$1.66M	0.06%	270

Other funds holding NML

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NML Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Neuberger Energy Infrastructure and Income Fund Inc (NML) stake by 243% in Q4 2019, buying an estimated $178K and bringing the position to 37,670 shares worth $254K. The position accounts for ﹤0.01% of the portfolio, ranked #2333.

Ladenburg Thalmann Financial Services first reported a position in NML in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.62M in Q3 2013. 56 funds tracked by Wall St. Rank hold NML as of Q4 2019.

Ladenburg Thalmann Financial Services held 37,670 shares of Neuberger Energy Infrastructure and Income Fund Inc worth $254K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 26,700 Neuberger Energy Infrastructure and Income Fund Inc shares in Q4 2019, an estimated $178K.
Neuberger Energy Infrastructure and Income Fund Inc made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2333 holding.
Ladenburg Thalmann Financial Services first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $1.62M in Q3 2013.
56 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.