Ladenburg Thalmann Financial Services’s Nuveen Corporate Income November 2021 Target Term Fund JHB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio JHB Stock Details JHB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$250K	Buy	+24,935	New	+$248K	﹤0.01%	2343
2019 Q1	–	Sell	-9,400	Closed	-$84K	–	5415
2018 Q4	$84K	Hold	9,400	–	–	﹤0.01%	2880
2018 Q3	$90K	Buy	9,400 +1,000	+12%	+$9.61K	﹤0.01%	2907
2018 Q2	$81K	Hold	8,400	–	–	﹤0.01%	2900
2018 Q1	$81K	Sell	8,400 -1,000	-11%	-$9.73K	﹤0.01%	2900
2017 Q4	$94K	Sell	9,400 -750	-7%	-$7.5K	﹤0.01%	2774
2017 Q3	$102K	Buy	10,150 +3,400	+50%	+$34.3K	﹤0.01%	2592
2017 Q2	$68K	Buy	6,750 +2,150	+47%	+$21.7K	﹤0.01%	2796
2017 Q1	$46K	Buy	+4,600	New	+$46.1K	﹤0.01%	2987

Other funds holding JHB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

GKWIM

Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ladenburg Thalmann Financial Services's JHB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in Nuveen Corporate Income November 2021 Target Term Fund (JHB) in Q4 2019: 24,935 shares worth $250K. The stake represents ﹤0.01% of the portfolio and ranks #2343 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in JHB as recently as Q4 2018.

Ladenburg Thalmann Financial Services first reported a position in JHB in Q1 2017 and has held it in 9 quarters since. 42 funds tracked by Wall St. Rank hold JHB as of Q4 2019.

Ladenburg Thalmann Financial Services held 24,935 shares of Nuveen Corporate Income November 2021 Target Term Fund worth $250K as of Q4 2019.
Nuveen Corporate Income November 2021 Target Term Fund was a new Ladenburg Thalmann Financial Services position in Q4 2019.
Nuveen Corporate Income November 2021 Target Term Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2343 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen Corporate Income November 2021 Target Term Fund in Q1 2017 and has held it in 9 quarters since.
42 funds tracked by Wall St. Rank held Nuveen Corporate Income November 2021 Target Term Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.