Ladenburg Thalmann Financial Services
PHD

Ladenburg Thalmann Financial Services’s Pioneer Floating Rate Fund PHD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$254K Sell
23,122
-344
-1% -$3.63K ﹤0.01% 2334
2019
Q3 		$248K Sell
23,466
-28
-0.1% -$294 ﹤0.01% 2308
2019
Q2 		$251K Buy
23,494
+1,132
+5% +$12K ﹤0.01% 2301
2019
Q1 		$233K Sell
22,362
-3,045
-12% -$31.7K ﹤0.01% 2281
2018
Q4 		$251K Sell
25,407
-3,300
-11% -$34.5K ﹤0.01% 2065
2018
Q3 		$317K Sell
28,707
-931
-3% -$10.3K ﹤0.01% 1947
2018
Q2 		$345K Hold
29,638
– – ﹤0.01% 1843
2018
Q1 		$345K Buy
29,638
+1,982
+7% +$22.8K ﹤0.01% 1843
2017
Q4 		$317K Buy
27,656
+625
+2% +$7.33K ﹤0.01% 1869
2017
Q3 		$324K Sell
27,031
-7,903
-23% -$93.8K ﹤0.01% 1741
2017
Q2 		$417K Buy
34,934
+15,132
+76% +$183K ﹤0.01% 1500
2017
Q1 		$242K Buy
19,802
+6
+0% +$73 ﹤0.01% 1780
2016
Q4 		$235K Buy
19,796
+5,011
+34% +$58.8K ﹤0.01% 1701
2016
Q3 		$174K Sell
14,785
-910
-6% -$10.4K ﹤0.01% 1852
2016
Q2 		$177K Sell
15,695
-1,715
-10% -$19.2K ﹤0.01% 1768
2016
Q1 		$196K Buy
17,410
+509
+3% +$5.39K ﹤0.01% 1621
2015
Q4 		$184K Buy
16,901
+4,564
+37% +$49.6K ﹤0.01% 1640
2015
Q3 		$140K Buy
12,337
+7,709
+167% +$88.2K ﹤0.01% 1751
2015
Q2 		$53K Buy
4,628
+1,880
+68% +$21.8K ﹤0.01% 2546
2015
Q1 		$32K Buy
2,748
+1,248
+83% +$14.2K ﹤0.01% 2890
2014
Q4 		$17K Buy
+1,500
New +$17.1K ﹤0.01% 3096

Other funds holding PHD

Saba Capital Management
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
Capital Investment Advisors
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return
Sit Investment Associates
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Guggenheim Capital
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PHD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Pioneer Floating Rate Fund (PHD) stake by 1.5% in Q4 2019, selling an estimated $3.63K and leaving 23,122 shares worth $254K. The position accounts for ﹤0.01% of the portfolio, ranked #2334.

Ladenburg Thalmann Financial Services first reported a position in PHD in Q4 2014 and has held it in 21 quarters since. The position peaked at $417K in Q2 2017. 58 funds tracked by Wall St. Rank hold PHD as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 23,122 shares of Pioneer Floating Rate Fund worth $254K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 344 Pioneer Floating Rate Fund shares in Q4 2019, an estimated $3.63K.
  • Pioneer Floating Rate Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2334 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Pioneer Floating Rate Fund in Q4 2014 and has held it in 21 quarters since.
  • Ladenburg Thalmann Financial Services's Pioneer Floating Rate Fund position peaked at $417K in Q2 2017.
  • 58 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.