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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTR icon
1051
Nutrien
NTR
$31.9B
$1.13M 0.01%
19,497
+1,680
+9% +$93K
QNST icon
1052
QuinStreet
QNST
$1.19B
$1.12M 0.01%
82,950
– –
HQL
1053
abrdn Life Sciences Investors
HQL
$645M
$1.12M 0.01%
54,910
-1,924
-3% -$38.3K
MOO icon
1054
VanEck Agribusiness ETF
MOO
$975M
$1.12M 0.01%
17,074
-2,354
-12% -$150K
VMW
1055
DELISTED
VMware, Inc
VMW
$1.12M 0.01%
7,167
+2,295
+47% +$351K
JCE icon
1056
Nuveen Core Equity Alpha Fund
JCE
$293M
$1.11M 0.01%
71,385
-8,755
-11% -$135K
WDAY icon
1057
Workday
WDAY
$43.6B
$1.11M 0.01%
7,634
-805
-10% -$112K
DPG
1058
Duff & Phelps Utility and Infrastructure Fund
DPG
$525M
$1.11M 0.01%
76,664
+22,163
+41% +$331K
PFX icon
1059
PhenixFIN
PFX
$88.9M
$1.11M 0.01%
14,567
-1,995
-12% -$147K
COR icon
1060
Cencora
COR
$61.2B
$1.11M 0.01%
12,039
-1,586
-12% -$137K
QABA icon
1061
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.7M
$1.11M 0.01%
20,836
-26,182
-56% -$1.46M
SIRI icon
1062
SiriusXM
SIRI
$9.52B
$1.11M 0.01%
17,546
-1,504
-8% -$105K
DOCU
1063
DocuSign
DOCU
$11.2B
$1.11M 0.01%
+21,178
New +$1.2M
ETW
1064
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$1.11M 0.01%
91,989
+6,459
+8% +$77.5K
REGL icon
1065
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$1.11M 0.01%
19,452
-4,688
-19% -$266K
KMX icon
1066
CarMax
KMX
$8.26B
$1.1M 0.01%
14,746
-1,781
-11% -$136K
EAD
1067
Allspring Income Opportunities Fund
EAD
$380M
$1.09M 0.01%
138,302
-6,265
-4% -$50K
SPFF icon
1068
Global X SuperIncome Preferred ETF
SPFF
$142M
$1.09M 0.01%
92,050
+15,505
+20% +$185K
EWH icon
1069
iShares MSCI Hong Kong ETF
EWH
$1.21B
$1.09M 0.01%
45,716
-69,390
-60% -$1.67M
SMG icon
1070
ScottsMiracle-Gro
SMG
$3.62B
$1.09M 0.01%
13,829
+4,694
+51% +$369K
KIO
1071
KKR Income Opportunities Fund
KIO
$461M
$1.09M 0.01%
66,185
+10,453
+19% +$175K
JHD
1072
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$1.08M 0.01%
109,995
-11,688
-10% -$115K
PGEN icon
1073
Precigen
PGEN
$2.42B
$1.08M 0.01%
63,259
+3,816
+6% +$56.7K
PMX
1074
DELISTED
PIMCO Municipal Income Fund III
PMX
$1.08M 0.01%
93,512
+26,039
+39% +$301K
HYEM icon
1075
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$1.08M 0.01%
47,284
-65,139
-58% -$1.47M
41 42
43
44 45

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.