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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIS
201
DELISTED
Tristar Acquisition I Corp.
TRIS
$1.2M 0.04%
+111,892
New +$1.18M
ENX
202
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$1.18M 0.04%
142,441
-107,717
-43% -$993K
TBMC
203
DELISTED
Trailblazer Merger Corp I
TBMC
$1.15M 0.04%
111,750
– –
GAM
204
General American Investors Company
GAM
$1.62B
$1.11M 0.04%
27,010
+10
+0% +$416
OSRH
205
OSR Health
OSRH
$13.6M
$1.07M 0.04%
103,250
– –
GRML
206
Greenland Mines Ltd
GRML
$31.5M
$1.07M 0.04%
100,075
– –
KYCH
207
DELISTED
Keyarch Acquisition Corporation Ordinary Shares
KYCH
$1.06M 0.04%
99,950
– –
VT icon
208
Vanguard Total World Stock ETF
VT
$81.1B
$1.05M 0.04%
11,245
-1,015
-8% -$98.5K
IXAQ
209
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$1.02M 0.03%
93,150
-11,875
-11% -$128K
EVN
210
Eaton Vance Municipal Income Trust
EVN
$430M
$1M 0.03%
112,695
-30,347
-21% -$293K
BFAC
211
DELISTED
Battery Future Acquisition Corp.
BFAC
$985K 0.03%
90,512
-400
-0.4% -$4.3K
TETE
212
DELISTED
Technology & Telecommunication Acquisition Corporation Class A Ordinary Shares
TETE
$964K 0.03%
84,925
-3,600
-4% -$40.4K
WEL
213
DELISTED
Integrated Wellness Acquisition Corp
WEL
$951K 0.03%
86,725
-15,600
-15% -$169K
MHI
214
DELISTED
Pioneer Municipal High Income Fund
MHI
$901K 0.03%
124,589
-25,600
-17% -$210K
BLV icon
215
Vanguard Long-Term Bond ETF
BLV
$5.7B
$874K 0.03%
13,030
-90
-0.7% -$6.41K
HUDA
216
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
$850K 0.03%
79,775
– –
MOBX icon
217
Mobix Labs
MOBX
$23.7M
$820K 0.03%
7,418
-169
-2% -$18.8K
ECDA
218
DELISTED
ECD Automotive Design
ECDA
$813K 0.03%
385
-315
-45% -$660K
MQT
219
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$759K 0.03%
84,430
– –
ABP
220
DELISTED
Abpro Holdings
ABP
$735K 0.02%
2,324
-177
-7% -$55.8K
NBO
221
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$723K 0.02%
82,567
-120,000
-59% -$1.12M
CET
222
Central Securities Corp
CET
$1.63B
$706K 0.02%
19,929
– –
DEVS
223
DELISTED
DevvStream Corp
DEVS
$699K 0.02%
6,475
– –
MFM
224
Aberdeen Municipal Income Fund
MFM
$222M
$664K 0.02%
145,901
– –
JHS
225
John Hancock Income Securities Trust
JHS
$127M
$655K 0.02%
63,813
– –
7 8
9
10 11

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Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.