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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISAA
201
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
$1.29M 0.04%
128,996
– –
NNY icon
202
Nuveen New York Municipal Value Fund
NNY
$157M
$1.28M 0.04%
127,741
-112,662
-47% -$1.14M
SCD
203
LMP Capital and Income Fund
SCD
$360M
$1.28M 0.04%
93,029
-152,882
-62% -$2.19M
NAN icon
204
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$1.25M 0.04%
84,590
-137,563
-62% -$2.08M
TCAC
205
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
$1.24M 0.04%
127,000
– –
GSQD
206
DELISTED
G Squared Ascend I Inc.
GSQD
$1.21M 0.04%
+123,092
New +$1.2M
GIW
207
DELISTED
GigInternational1, Inc. Common Stock
GIW
$1.21M 0.04%
+122,600
New +$1.2M
OCA
208
DELISTED
Omnichannel Acquisition Corp.
OCA
$1.19M 0.04%
120,100
– –
LAAA
209
DELISTED
Lakeshore Acquisition I Corp. Ordinary Shares
LAAA
$1.16M 0.03%
+118,750
New +$1.15M
PPGH
210
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$1.14M 0.03%
115,825
+79,200
+216% +$771K
FAZE
211
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$1.02M 0.03%
104,925
-6,675
-6% -$64.8K
WARR.U
212
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$1M 0.03%
100,000
– –
BLTS
213
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$974K 0.03%
100,000
– –
CAS
214
DELISTED
Cascade Acquisition Corp.
CAS
$964K 0.03%
96,925
-6,650
-6% -$65.8K
ESM
215
DELISTED
ESM Acquisition Corporation
ESM
$952K 0.03%
97,500
– –
WIW
216
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$934K 0.03%
70,304
– –
MQY icon
217
BlackRock MuniYield Quality Fund
MQY
$814M
$917K 0.03%
56,576
-239,934
-81% -$4.01M
LJAQ
218
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$901K 0.03%
91,459
– –
BMEZ icon
219
BlackRock Health Sciences Trust II
BMEZ
$1.01B
$886K 0.03%
32,831
-138,155
-81% -$3.96M
GLS
220
DELISTED
Gelesis Holdings, Inc.
GLS
$881K 0.03%
88,808
-8,100
-8% -$79.9K
MOBX icon
221
Mobix Labs
MOBX
$23.7M
$879K 0.03%
+8,926
New +$867K
KAIR
222
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$859K 0.03%
88,825
-3,650
-4% -$35.4K
HGAS
223
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$828K 0.02%
83,628
-700
-0.8% -$6.85K
MDH
224
DELISTED
MDH Acquisition Corp.
MDH
$815K 0.02%
82,700
– –
NBW
225
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$809K 0.02%
56,500
-821
-1% -$12K
7 8
9
10 11

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.