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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.48B
AUM Growth
+$191M
Cap. Flow
+$185M
Cap. Flow %
7.48%
Top 10 Hldgs %
45.68%
Holding
212
New
35
Increased
65
Reduced
68
Closed
18

Top Buys

Rank Stock Value
1
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$42.3M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$25.5M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$23.2M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$23.1M
5
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$15.8M

Top Sells

Rank Stock Value
1
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$24.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10M
4
HFFG icon
HF Foods Group
HFFG
+$8.79M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$7.68M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.03%
2 Technology 2.84%
3 Real Estate 1.72%
4 Industrials 1.33%
5 Communication Services 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHI
201
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-43,253
Closed -$494K
ORCL icon
202
Oracle
ORCL
$431B
– –
-5,758
Closed -$274K
PAI
203
Western Asset Investment Grade Income Fund
PAI
$113M
– –
-11,269
Closed -$154K
PEP icon
204
PepsiCo
PEP
$188B
– –
-2,500
Closed -$282K
PFE icon
205
Pfizer
PFE
$153B
– –
-5,870
Closed -$207K
TDF
206
Templeton Dragon Fund
TDF
$282M
– –
-30,481
Closed -$638K
VKI icon
207
Invesco Advantage Municipal Income Trust II
VKI
$399M
– –
-57,271
Closed -$612K
USWS
208
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-11,777
Closed -$2.45M
OPESU
209
DELISTED
Opes Acquisition Corp. Unit
OPESU
– –
-119,325
Closed -$1.2M
INB
210
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-78,506
Closed -$762K
DOTA
211
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
– –
-335,825
Closed -$3.35M
MZF
212
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
– –
-1,685,929
Closed -$24.2M
5 6 7 8
9

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HCM
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BIG
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SYBT
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EWA
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DCM
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FAM
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Karpus Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Karpus Investment Management held 212 positions worth $2.48B, up 8.4% from $2.29B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Karpus Investment Management deployed $185M of net new capital in Q3 2018, opening 35 new positions and adding to 65 existing holdings. Its largest new stake was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3% of assets, up from 1.2% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $15.8M trimmed.

  • Karpus Investment Management's largest Q3 2018 buy was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.
  • Karpus Investment Management added most to BlackRock MuniYield Quality Fund III in Q3 2018, an estimated $13.1M increase.
  • Karpus Investment Management's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $15.8M.
  • Karpus Investment Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $24.2M.
  • Karpus Investment Management's ten largest holdings make up 46% of its $2.48B portfolio in Q3 2018.
  • Karpus Investment Management opened 35 new positions and closed 18 in Q3 2018.
  • Karpus Investment Management's portfolio value rose 8.4% quarter-over-quarter to $2.48B.

Based on Karpus Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.