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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$73M
Cap. Flow
+$22.1M
Cap. Flow %
0.99%
Top 10 Hldgs %
30.64%
Holding
222
New
18
Increased
84
Reduced
81
Closed
20

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$19.2M
2
ZTR
Virtus Total Return Fund
ZTR
+$17.2M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$17M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$15.9M
5
ZF
Virtus Total Return Fund Inc.
ZF
+$15.2M

Top Sells

Rank Stock Value
1
MTS
MONTGOMERY STR INCOME SECS
MTS
+$41.2M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$23.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$22.5M
5
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$16M

Sector Composition

Rank Sector Weight
1 Financials 1.79%
2 Industrials 0.51%
3 Consumer Staples 0.09%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIP
201
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$136K 0.01%
10,300
– –
MXE
202
Mexico Equity and Income Fund
MXE
$59.6M
$132K 0.01%
12,272
-3,034
-20% -$35.2K
AAPL icon
203
Apple
AAPL
$4.57T
– –
-7,280
Closed -$201K
BCX icon
204
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
– –
-1,277,805
Closed -$9.07M
DXJ icon
205
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
– –
-169,474
Closed -$8.25M
EOI
206
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
– –
-13,354
Closed -$159K
FMN
207
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
– –
-22,046
Closed -$317K
IBM icon
208
IBM
IBM
$224B
– –
-2,092
Closed -$290K
RMT
209
Royce Micro-Cap Trust
RMT
$761M
– –
-136,945
Closed -$1.06M
SHY icon
210
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-3,555
Closed -$302K
VTN icon
211
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
– –
-267,721
Closed -$3.69M
MFL
212
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-174,138
Closed -$2.46M
TLI
213
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-48,200
Closed -$495K
CCA
214
DELISTED
MFS California Municipal Fund
CCA
– –
-15,134
Closed -$166K
FAV
215
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
– –
-176,159
Closed -$1.38M
NIO
216
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-70,299
Closed -$991K
MTS
217
DELISTED
MONTGOMERY STR INCOME SECS
MTS
– –
-2,368,422
Closed -$41.2M
TAI
218
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
– –
-230,181
Closed -$4.99M
FTT
219
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-1,729,243
Closed -$23.4M
HCF
220
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
– –
-1,288,406
Closed -$7.37M
MNE
221
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
– –
-62,702
Closed -$871K
5 6 7 8
9

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Karpus Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Karpus Investment Management held 222 positions worth $2.23B, up 3.4% from $2.15B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q4 2015 filing shows 18 new, 84 increased, 81 reduced and 20 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M. The largest sale was MONTGOMERY STR INCOME SECS, an estimated $41.2M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q4 2015 buy was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M.
  • Karpus Investment Management added most to Virtus Total Return Fund in Q4 2015, an estimated $17.2M increase.
  • Karpus Investment Management's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $23.6M.
  • Karpus Investment Management fully exited MONTGOMERY STR INCOME SECS in Q4 2015, selling an estimated $41.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.23B portfolio in Q4 2015.
  • Karpus Investment Management opened 18 new positions and closed 20 in Q4 2015.
  • Karpus Investment Management's portfolio value rose 3.4% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.